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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU

72 hedge funds and large institutions have $267M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 18 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 18

39% more capital invested

Capital invested by funds: $192M → $267M (+$74.4M)

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

4.18% more ownership

Funds ownership: 67.81% → 71.99% (+4.2%)

1% more funds holding

Funds holding: 71 → 72 (+1)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
72
Holders Change
+1
Holders Change %
+1.41%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
12
Increased
31
Reduced
18
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$52.7M
2
KCM
Kathmere Capital Management
Pennsylvania
+$4.82M
3
OIA
OneDigital Investment Advisors
Kansas
+$3.76M
4
RMDI
R.M. Davis Inc
Maine
+$3.13M
5
Morgan Stanley
Morgan Stanley
New York
+$2.24M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$2.78M
2
BRC
BHF RG Capital
Arizona
-$1.06M
3
VFA
Voya Financial Advisors
Connecticut
-$1.06M
4
FHC
First Heartland Consultants
Missouri
-$926K
5
Wells Fargo
Wells Fargo
California
-$883K
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
26
Crumly & Associates
Illinois
$1.31M +$120K +2,334 +10%
CWM
27
Cornerstone Wealth Management
Missouri
$1.27M +$1.49K +29 +0.1%
Osaic Holdings
28
Osaic Holdings
Arizona
$1.16M +$339K +6,596 +41%
LWMG
29
Levy Wealth Management Group
Pennsylvania
$1.05M – – –
CIA
30
Compass Ion Advisors
Pennsylvania
$975K -$152K -2,960 -13%
KC
31
Kingfisher Capital
North Carolina
$924K +$123K +2,399 +15%
LS
32
Leelyn Smith
Illinois
$906K +$230K +4,475 +34%
LPL Financial
33
LPL Financial
California
$878K +$308K +5,980 +54%
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$796K +$159K +3,100 +25%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$776K +$26.9K +523 +4%
COF
36
Capital One Financial
Virginia
$734K +$220K +4,276 +43%
SWP
37
Stratos Wealth Partners
Ohio
$731K +$120K +2,335 +20%
AP
38
Advisors Preferred
Maryland
$704K -$385K -7,480 -35%
RCAG
39
Rehmann Capital Advisory Group
Michigan
$593K -$325K -6,310 -35%
Envestnet Asset Management
40
Envestnet Asset Management
Illinois
$591K +$60.1K +1,169 +11%
LCM
41
Leisure Capital Management
California
$586K +$366K +7,109 +165%
GT
42
Greenleaf Trust
Michigan
$526K – – –
RJA
43
Raymond James & Associates
Florida
$454K -$57.3K -1,115 -11%
APA
44
American Portfolios Advisors
New York
$414K -$433K -8,413 -51%
C
45
Certuity
Florida
$399K +$164K +3,192 +70%
PFA
46
Paradigm Financial Advisors
Missouri
$394K +$395K +7,675 New
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$350K – – –
BWM
48
BerganKDV Wealth Management
Minnesota
$347K +$11.8K +230 +4%
MSFS
49
Main Street Financial Solutions
Pennsylvania
$313K – – –
AIFAIM
50
American Institute for Advanced Investment Management
Arizona
$294K +$295K +5,735 New
1
2
3 4

SMMU Hedge Fund Activity: Q1 2021 in Review

72 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q1 2021, worth a combined $267M — up 39% from $192M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SMMU positions and 10 closed out — a net gain of 2 holders — while 31 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $52.7M. The largest seller was Jane Street, exiting entirely with an estimated $2.78M sold.

  • 72 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q1 2021, up from 71 in Q4 2020.
  • Funds reported $267M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q1 2021, up 39% quarter-over-quarter.
  • 12 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q1 2021 and 10 closed out, a net change of +2 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q1 2021 was Bank of America, an estimated $52.7M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q1 2021 was Jane Street, an estimated $2.78M sold.

Based on aggregated 13F filings for Q1 2021.