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PIMCO Short Term Municipal Bond Active Exchange-Traded Fund

71 hedge funds and large institutions have $192M invested in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 30 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

88% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 16

20% more funds holding

Funds holding: 5971 (+12)

16% more capital invested

Capital invested by funds: $165M → $192M (+$27.2M)

0.54% more ownership

Funds ownership: 67.27%67.81% (+0.54%)

Holders
71
Holders Change
+12
Holders Change %
+20.34%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
15
Increased
30
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIA
26
Compass Ion Advisors
Pennsylvania
$1.13M -$581K -11,337 -34%
AP
27
Advisors Preferred
Maryland
$1.09M -$67.2K -1,310 -6%
BRC
28
BHF RG Capital
Arizona
$1.06M -$53.9K -1,052 -5%
LWMG
29
Levy Wealth Management Group
Pennsylvania
$1.05M +$1.05M +20,506 New
FTUS
30
Flow Traders U.S.
New York
$986K +$983K +19,170 New
FHC
31
First Heartland Consultants
Missouri
$926K -$6.64M -129,580 -88%
RCAG
32
Rehmann Capital Advisory Group
Michigan
$919K +$147K +2,873 +19%
APA
33
American Portfolios Advisors
New York
$848K +$697K +13,587 +471%
Osaic Holdings
34
Osaic Holdings
Arizona
$818K -$242K -4,722 -23%
KC
35
Kingfisher Capital
North Carolina
$803K +$101K +1,972 +14%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$751K -$777K -15,146 -51%
LS
37
Leelyn Smith
Illinois
$677K +$213K +4,161 +46%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$638K -$15.2K -296 -2%
SWP
39
Stratos Wealth Partners
Ohio
$612K +$7.54K +147 +1%
LPL Financial
40
LPL Financial
California
$572K +$570K +11,116 New
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$532K +$256 +5 +0%
GT
42
Greenleaf Trust
Michigan
$527K
COF
43
Capital One Financial
Virginia
$515K +$513K +10,013 New
RJA
44
Raymond James & Associates
Florida
$513K -$178K -3,479 -26%
HighTower Advisors
45
HighTower Advisors
Illinois
$479K -$3.28K -64 -0.7%
Citadel Advisors
46
Citadel Advisors
Florida
$357K -$249K -4,859 -41%
Janney Montgomery Scott
47
Janney Montgomery Scott
Pennsylvania
$351K
BWM
48
BerganKDV Wealth Management
Minnesota
$336K +$615 +12 +0.2%
MSFS
49
Main Street Financial Solutions
Pennsylvania
$314K +$313K +6,100 New
Stifel Financial
50
Stifel Financial
Missouri
$281K +$42.3K +824 +18%

SMMU Hedge Fund Activity: Q4 2020 in Review

71 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) for Q4 2020, worth a combined $192M — up 16% from $165M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SMMU positions and 3 closed out — a net gain of 12 holders — while 30 added to existing stakes and 16 trimmed.

The largest buyer was Kathmere Capital Management, opening a new position worth an estimated $6.92M. The largest seller was First Heartland Consultants, cutting an estimated $6.64M.

  • 71 institutional investors held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) as of Q4 2020, up from 59 in Q3 2020.
  • Funds reported $192M of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund stock for Q4 2020, up 16% quarter-over-quarter.
  • 15 funds opened new PIMCO Short Term Municipal Bond Active Exchange-Traded Fund positions in Q4 2020 and 3 closed out, a net change of +12 holders.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund buyer in Q4 2020 was Kathmere Capital Management, an estimated $6.92M added.
  • The largest PIMCO Short Term Municipal Bond Active Exchange-Traded Fund seller in Q4 2020 was First Heartland Consultants, an estimated $6.64M sold.

Based on aggregated 13F filings for Q4 2020.