SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY was delisted on the 9th of June, 2023.
226 hedge funds and large institutions have $862M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2021 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 77 increasing their positions, 61 reducing their positions, and 20 closing their positions.
26% more repeat investments, than reductions
Existing positions increased: 77 | Existing positions reduced: 61
3% less funds holding
Funds holding: 233 → 226 (-7)
8% less capital invested
Capital invested by funds: $934M → $862M (-$71.9M)
15% less first-time investments, than exits
New positions opened: 17 | Existing positions closed: 20
40% less funds holding in top 10
Funds holding in top 10: 5 → 3 (-2)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$10.4M |
| 2 |
BPA
Beacon Pointe Advisors
Newport Beach,
California
|
+$5.34M |
| 3 |
State Street
Boston,
Massachusetts
|
+$4.94M |
| 4 |
OIA
OneDigital Investment Advisors
Overland Park,
Kansas
|
+$3.28M |
| 5 |
CIAS
CFS Investment Advisory Services
Totowa,
New Jersey
|
+$3.27M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PS
Portfolio Strategies
Monsey,
New York
|
-$15.6M |
| 2 |
Osaic Holdings
Scottsdale,
Arizona
|
-$12M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$12M |
| 4 |
FS
Ferguson Shapiro
Decatur,
Georgia
|
-$9.5M |
| 5 |
RWA
Redhawk Wealth Advisors
Minneapolis,
Minnesota
|
-$4.67M |
SLY Hedge Fund Activity: Q3 2021 in Review
226 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2021, worth a combined $862M — down 7.7% from $934M a quarter earlier.
Sellers outnumbered buyers: 20 funds closed out of SLY and 17 opened new positions — a net loss of 3 holders — while 61 trimmed existing stakes and 77 added.
The largest buyer was LPL Financial, adding an estimated $10.4M. The largest seller was Portfolio Strategies, exiting entirely with an estimated $15.6M sold.
- 226 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2021, down from 233 in Q2 2021.
- Funds reported $862M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2021, down 7.7% quarter-over-quarter.
- 17 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2021 and 20 closed out, a net change of -3 holders.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2021 was LPL Financial, an estimated $10.4M added.
- The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2021 was Portfolio Strategies, an estimated $15.6M sold.
Based on aggregated 13F filings for Q3 2021.