Rockefeller Capital Management’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Rockefeller Capital Management’s Portfolio SLY Stock Details SLY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-25	Closed	-$2K	–	4261
2022 Q4	$2K	Sell	25 -571	-96%	-$47.6K	﹤0.01%	3631
2022 Q3	$44K	Buy	596 +196	+49%	+$16.5K	﹤0.01%	2421
2022 Q2	$32K	Sell	400 -120	-23%	-$10.4K	﹤0.01%	2487
2022 Q1	$47K	Buy	520 +102	+24%	+$9.55K	﹤0.01%	2336
2021 Q4	$41K	Buy	418 +2	+0.5%	+$198	﹤0.01%	2314
2021 Q3	$38K	Sell	416 -327	-44%	-$31.1K	﹤0.01%	2282
2021 Q2	$72K	Buy	743 +2	+0.3%	+$193	﹤0.01%	1931
2021 Q1	$69K	Buy	741 +2	+0.3%	+$181	﹤0.01%	1766
2020 Q4	$58K	Buy	739 +3	+0.4%	+$214	﹤0.01%	1634
2020 Q3	$44K	Buy	+736	New	+$45.6K	﹤0.01%	1544

Other funds holding SLY

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

CAG

Crestwood Advisors Group Boston, Massachusetts $5.94B AUM 18.44% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Davenport & Co Richmond, Virginia $20.4B AUM 18.11% 1-Year Est. Return

Thrivent Financial for Lutherans Minneapolis, Minnesota $52.5B AUM 27.12% 1-Year Est. Return

Rockefeller Capital Management's SLY Position: Q1 2023 in Review

Rockefeller Capital Management sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q1 2023, closing a stake of 25 shares — an estimated $2K sold.

Rockefeller Capital Management first reported a position in SLY in Q3 2020 and held it in 10 quarters. The position peaked at $72K in Q2 2021. 284 funds tracked by Wall St. Rank hold SLY as of Q1 2023.

Rockefeller Capital Management reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q1 2023 after selling out during the quarter.
Rockefeller Capital Management sold 25 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q1 2023, an estimated $2K.
Rockefeller Capital Management first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q3 2020 and held it in 10 quarters.
Rockefeller Capital Management's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $72K in Q2 2021.
284 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q1 2023.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.