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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

220 hedge funds and large institutions have $846M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2021 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 78 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 19

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

30% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 60

29% more capital invested

Capital invested by funds: $655M → $846M (+$191M)

7% more funds holding

Funds holding: 206220 (+14)

Holders
220
Holders Change
+14
Holders Change %
+6.8%
% of All Funds
3.86%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.12%
New
34
Increased
78
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IA
176
IFP Advisors
Florida
$93K +$38.5K +425 +76%
SPIA
177
Steward Partners Investment Advisory
New York
$88.2K +$42.4K +468 +100%
RIM
178
Rockbridge Investment Management
New York
$83K -$8.43K -93 -10%
Rockefeller Capital Management
179
Rockefeller Capital Management
New York
$69K +$181 +2 +0.3%
AssetMark Inc
180
AssetMark Inc
California
$55K +$53K +585 New
SFMG
181
Sage Financial Management Group
Virginia
$54K +$51.6K +570 New
AF
182
Advisornet Financial
Minnesota
$50K
PCG
183
Private Capital Group
Connecticut
$49K
WTC
184
WhitTier Trust Company
Nevada
$39K
MA
185
MUFG Americas
New York
$38K +$36.2K +400 New
AWA
186
Arkadios Wealth Advisors
Georgia
$34K +$91 +1 +0.3%
MA
187
Montag & Associates
Georgia
$32K
AIC
188
Ameritas Investment Company
Nebraska
$28.5K +$27.5K +303 New
AWM
189
Accel Wealth Management
Iowa
$28K
CCM
190
Cribstone Capital Management
Maine
$27K -$12.9K -142 -33%
Qube Research & Technologies (QRT)
191
Qube Research & Technologies (QRT)
United Kingdom
$27K +$26.2K +289 New
Carson Wealth (CWM LLC)
192
Carson Wealth (CWM LLC)
Nebraska
$25K
First Manhattan
193
First Manhattan
New York
$25K
TIM
194
Tortoise Investment Management
New York
$25K +$24.5K +270 New
RG
195
Retirement Group
California
$23K +$22.3K +246 New
MIM
196
Macroview Investment Management
Maryland
$22K +$2.36K +26 +12%
GA
197
GoalVest Advisory
New York
$20K
SSB
198
Sandy Spring Bank
Maryland
$20K +$91 +1 +0.5%
OIA
199
Optimum Investment Advisors
Illinois
$19K +$18.1K +200 New
CAL
200
Capital Analysts LLC
Pennsylvania
$18K +$17K +188 New

SLY Hedge Fund Activity: Q1 2021 in Review

220 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2021, worth a combined $846M — up 29% from $655M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new SLY positions and 19 closed out — a net gain of 15 holders — while 78 added to existing stakes and 60 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Bank of America, cutting an estimated $15.2M.

  • 220 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2021, up from 206 in Q4 2020.
  • Funds reported $846M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2021, up 29% quarter-over-quarter.
  • 34 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2021 and 19 closed out, a net change of +15 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2021 was Bank of America, an estimated $15.2M sold.

Based on aggregated 13F filings for Q1 2021.