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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

260 hedge funds and large institutions have $808M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2022 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 103 increasing their positions, 64 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

61% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 64

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

3% less funds holding

Funds holding: 267260 (-7)

8% less capital invested

Capital invested by funds: $880M → $808M (-$72.5M)

17% less first-time investments, than exits

New positions opened: 24 | Existing positions closed: 29

Holders
260
Holders Change
-7
Holders Change %
-2.62%
% of All Funds
4.48%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
24
Increased
103
Reduced
64
Closed
29
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WF
151
Welch & Forbes
Massachusetts
$379K
LA
152
Lynch & Associates
Indiana
$378K
IGWM
153
ICA Group Wealth Management
Colorado
$378K +$209K +2,484 +99%
EIA
154
Eldridge Investment Advisors
New Hampshire
$372K
PTC
155
Private Trust Company
Ohio
$372K +$142K +1,685 +52%
ACS
156
Archford Capital Strategies
Illinois
$371K
GG
157
Gofen & Glossberg
Illinois
$368K
EWA
158
Exencial Wealth Advisors
Oklahoma
$362K
WPC
159
White Pine Capital
Minnesota
$360K +$84 +1 +0%
BRWA
160
B. Riley Wealth Advisors
Florida
$350K +$17.8K +211 +5%
WIC
161
Whitegate Investment Counselors
New Hampshire
$345K +$88.5K +1,051 +30%
Citigroup
162
Citigroup
New York
$344K -$6.06K -72 -2%
NA
163
NewEdge Advisors
Louisiana
$342K +$78.6K +933 +26%
CCFCSB
164
Cape Cod Five Cents Savings Bank
Massachusetts
$331K -$8.08K -96 -2%
HGERS
165
Householder Group Estate & Retirement Specialist
Arizona
$330K +$51.1K +607 +16%
FFM
166
Forum Financial Management
Illinois
$329K
HI
167
Harbour Investments
Wisconsin
$323K
CT
168
Caldwell Trust
Florida
$316K
Citadel Advisors
169
Citadel Advisors
Florida
$313K -$30.1M -357,606 -99%
TFS
170
Thoroughbred Financial Services
Tennessee
$313K
PP
171
Pegasus Partners
Wisconsin
$311K -$116K -1,382 -25%
VWA
172
Visionary Wealth Advisors
Illinois
$310K +$345K +4,099 New
Fidelity Investments
173
Fidelity Investments
Massachusetts
$304K +$54.2K +644 +19%
SPC
174
Sigma Planning Corp
Michigan
$302K +$3.28K +39 +1%
Northern Trust
175
Northern Trust
Illinois
$297K -$9.26K -110 -3%

SLY Hedge Fund Activity: Q3 2022 in Review

260 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2022, worth a combined $808M — down 8.2% from $880M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of SLY and 24 opened new positions — a net loss of 5 holders — while 64 trimmed existing stakes and 103 added.

The largest buyer was CFS Investment Advisory Services, opening a new position worth an estimated $138M. The largest seller was Citadel Advisors, cutting an estimated $30.1M.

  • 260 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2022, down from 267 in Q2 2022.
  • Funds reported $808M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2022, down 8.2% quarter-over-quarter.
  • 24 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2022 and 29 closed out, a net change of -5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2022 was CFS Investment Advisory Services, an estimated $138M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2022 was Citadel Advisors, an estimated $30.1M sold.

Based on aggregated 13F filings for Q3 2022.