CT
SLY

Caldwell Trust’s SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) SLY Stock Holding History

Caldwell Trust’s Portfolio SLY Stock Details SLY Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q2 		– Sell
-4,178
Closed -$351K – 794
2023
Q1 		$351K Hold
4,178
– – 0.05% 228
2022
Q4 		$343K Hold
4,178
– – 0.05% 224
2022
Q3 		$316K Hold
4,178
– – 0.05% 229
2022
Q2 		$335K Hold
4,178
– – 0.05% 225
2022
Q1 		$391K Hold
4,178
– – 0.05% 222
2021
Q4 		$415K Hold
4,178
– – 0.05% 220
2021
Q3 		$396K Hold
4,178
– – 0.05% 216
2021
Q2 		$408K Hold
4,178
– – 0.05% 209
2021
Q1 		$393K Hold
4,178
– – 0.05% 200
2020
Q4 		$332K Hold
4,178
– – 0.05% 203
2020
Q3 		$254K Sell
4,178
-290
-6% -$18K 0.04% 224
2020
Q2 		$264K Hold
4,468
– – 0.04% 216
2020
Q1 		$216K Hold
4,468
– – 0.04% 223
2019
Q4 		$324K Buy
+4,468
New +$311K 0.05% 213

Other funds holding SLY

MC
Mathes Company New York $322M AUM 37.57% 1-Year Est. Return
IA
IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $20.6B AUM 34.61% 1-Year Est. Return

Caldwell Trust's SLY Position: Q2 2023 in Review

Caldwell Trust sold out of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) in Q2 2023, closing a stake of 4,178 shares — an estimated $351K sold.

Caldwell Trust first reported a position in SLY in Q4 2019 and held it in 14 quarters. The position peaked at $415K in Q4 2021. 3 funds tracked by Wall St. Rank hold SLY as of Q2 2023.

  • Caldwell Trust reported no remaining SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position as of Q2 2023 after selling out during the quarter.
  • Caldwell Trust sold 4,178 SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) shares in Q2 2023, an estimated $351K.
  • Caldwell Trust first reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in Q4 2019 and held it in 14 quarters.
  • Caldwell Trust's SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) position peaked at $415K in Q4 2021.
  • 3 funds tracked by Wall St. Rank held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) as of Q2 2023.

Based on Caldwell Trust's 13F filing for Q2 2023, filed 1 Oct 2025.