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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

220 hedge funds and large institutions have $846M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2021 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 78 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 19

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

30% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 60

29% more capital invested

Capital invested by funds: $655M → $846M (+$191M)

7% more funds holding

Funds holding: 206220 (+14)

Holders
220
Holders Change
+14
Holders Change %
+6.8%
% of All Funds
3.86%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.12%
New
34
Increased
78
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CT
126
Caldwell Trust
Florida
$393K
TFS
127
Thoroughbred Financial Services
Tennessee
$389K
CCM
128
Carlson Capital Management
Minnesota
$385K -$14K -154 -4%
KA
129
Kovack Advisors
Florida
$376K -$4.35K -48 -1%
WIC
130
Whitegate Investment Counselors
New Hampshire
$373K +$91 +1 +0%
SPC
131
Sigma Planning Corp
Michigan
$357K +$29.4K +324 +9%
UFA
132
US Financial Advisors
Massachusetts
$337K
WT
133
Whittier Trust
California
$321K
EIA
134
Eldridge Investment Advisors
New Hampshire
$320K +$308K +3,400 New
BWA
135
Burt Wealth Advisors
Maryland
$308K -$4.08K -45 -1%
MA
136
Mutual Advisors
Nebraska
$305K -$1.99K -22 -0.7%
VFA
137
Voya Financial Advisors
Connecticut
$297K -$19.7K -217 -6%
CSIC
138
Clifford Swan Investment Counsel
California
$282K
CC
139
Courier Capital
New York
$281K +$34.7K +383 +15%
JIC
140
Johnson Investment Counsel
Ohio
$277K +$20.4K +225 +8%
MSAM
141
Moloney Securities Asset Management
Missouri
$269K +$453 +5 +0.2%
SBH
142
Segall Bryant & Hamill
Illinois
$260K
Cetera Investment Advisers
143
Cetera Investment Advisers
Illinois
$259K +$249K +2,753 New
FHA
144
Flagship Harbor Advisors
Massachusetts
$257K +$248K +2,738 New
CIBC Private Wealth Group
145
CIBC Private Wealth Group
Georgia
$256K
UCFA
146
United Capital Financial Advisors
Texas
$247K -$111K -1,227 -32%
HA
147
HYA Advisors
Missouri
$239K +$91 +1 +0%
GVAG
148
Great Valley Advisor Group
Delaware
$233K +$225K +2,483 New
TAM
149
Townsend Asset Management
North Carolina
$232K +$91 +1 +0%
KAS
150
Kestra Advisory Services
Texas
$221K -$2.34M -25,788 -92%

SLY Hedge Fund Activity: Q1 2021 in Review

220 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2021, worth a combined $846M — up 29% from $655M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new SLY positions and 19 closed out — a net gain of 15 holders — while 78 added to existing stakes and 60 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Bank of America, cutting an estimated $15.2M.

  • 220 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2021, up from 206 in Q4 2020.
  • Funds reported $846M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2021, up 29% quarter-over-quarter.
  • 34 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2021 and 19 closed out, a net change of +15 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2021 was Bank of America, an estimated $15.2M sold.

Based on aggregated 13F filings for Q1 2021.