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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

174 hedge funds and large institutions have $463M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2020 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 41 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 16

3% more funds holding

Funds holding: 169174 (+5)

2% more capital invested

Capital invested by funds: $455M → $463M (+$8.33M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

43% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 72

Holders
174
Holders Change
+5
Holders Change %
+2.96%
% of All Funds
3.51%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
21
Increased
41
Reduced
72
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AA
126
Advisory Alpha
Michigan
$152K -$267K -4,310 -65%
TAM
127
Townsend Asset Management
North Carolina
$150K +$62 +1 +0%
CAPTRUST Financial Advisors
128
CAPTRUST Financial Advisors
North Carolina
$141K -$142K -2,294 -50%
CFB
129
Cullen/Frost Bankers
Texas
$134K
EIP
130
Ellis Investment Partners
Pennsylvania
$134K
HR
131
Howe & Rusling
New York
$128K
FHA
132
Flagship Harbor Advisors
Massachusetts
$122K -$20.1K -325 -14%
GWM
133
Geneos Wealth Management
Colorado
$114K
BWA
134
Burt Wealth Advisors
Maryland
$113K -$43.4K -700 -27%
CIAS
135
Capital Investment Advisory Services
North Carolina
$106K -$4.58K -74 -4%
CHA
136
Carmichael Hill & Associates
Maryland
$91K
MPWT
137
MassMutual Private Wealth & Trust
Connecticut
$75K +$76.8K +1,240 New
APA
138
American Portfolios Advisors
New York
$73.8K
SNT
139
Security National Trust
West Virginia
$72K
TFGT
140
TS Financial Group (TSFG)
Illinois
$72K +$11K +177 +18%
GSWM
141
Golden State Wealth Management
California
$71K +$72.3K +1,167 New
HNB
142
Huntington National Bank
Ohio
$68K
Fidelity Investments
143
Fidelity Investments
Massachusetts
$61K -$681 -11 -1%
RIM
144
Rockbridge Investment Management
New York
$59K -$7.93K -128 -12%
US Bancorp
145
US Bancorp
Minnesota
$57K
Rockefeller Capital Management
146
Rockefeller Capital Management
New York
$44K +$45.6K +736 New
CDIA
147
Capital Directions Investment Advisors
Georgia
$38K
F
148
F3Logic
Minnesota
$37K +$37.7K +608 New
AF
149
Advisornet Financial
Minnesota
$33K
IA
150
IFP Advisors
Florida
$32K -$5.45K -88 -14%

SLY Hedge Fund Activity: Q3 2020 in Review

174 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2020, worth a combined $463M — up 1.8% from $455M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SLY positions and 16 closed out — a net gain of 5 holders — while 41 added to existing stakes and 72 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $9.3M. The largest seller was PNC Financial Services Group, cutting an estimated $10.5M.

  • 174 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2020, up from 169 in Q2 2020.
  • Funds reported $463M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2020, up 1.8% quarter-over-quarter.
  • 21 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2020 and 16 closed out, a net change of +5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2020 was Private Advisor Group, an estimated $9.3M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2020 was PNC Financial Services Group, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2020.