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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

206 hedge funds and large institutions have $655M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2020 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 49 increasing their positions, 62 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

262% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 13

41% more capital invested

Capital invested by funds: $463M → $655M (+$192M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

18% more funds holding

Funds holding: 174206 (+32)

21% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 62

Holders
206
Holders Change
+32
Holders Change %
+18.39%
% of All Funds
3.65%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
47
Increased
49
Reduced
62
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
101
Citigroup
New York
$515K -$25.9K -364 -5%
WF
102
Welch & Forbes
Massachusetts
$483K
TFS
103
TrustCore Financial Services
Tennessee
$481K
CCFCSB
104
Cape Cod Five Cents Savings Bank
Massachusetts
$472K -$56.4K -792 -12%
CFGS
105
Concourse Financial Group Securities
Alabama
$472K +$4.63K +65 +1%
JP Morgan Chase
106
JP Morgan Chase
New York
$450K +$56.1K +788 +16%
HAC
107
Harbor Advisory Corp
New Hampshire
$436K +$390K +5,481 New
LA
108
LexAurum Advisors
Kansas
$426K -$5.34K -75 -1%
Northwestern Mutual Wealth Management
109
Northwestern Mutual Wealth Management
Wisconsin
$416K +$22.4K +314 +6%
Cerity Partners
110
Cerity Partners
New York
$402K -$24.1K -338 -6%
LA
111
Lynch & Associates
Indiana
$398K
Jane Street
112
Jane Street
New York
$396K +$355K +4,978 New
Northern Trust
113
Northern Trust
Illinois
$392K -$16.7K -234 -5%
GG
114
Gofen & Glossberg
Illinois
$386K
MAFM
115
Mid Atlantic Financial Management
Pennsylvania
$381K -$22.9K -322 -6%
EWA
116
Exencial Wealth Advisors
Oklahoma
$381K
HFA
117
High Falls Advisors
New York
$366K +$328K +4,600 New
SWAG
118
Spectrum Wealth Advisory Group
California
$361K -$233K -3,270 -42%
CCM
119
Carlson Capital Management
Minnesota
$360K
SL
120
Salomon & Ludwin
Virginia
$345K
CT
121
Caldwell Trust
Florida
$332K
TFS
122
Thoroughbred Financial Services
Tennessee
$329K
BRWA
123
B. Riley Wealth Advisors
Florida
$328K -$178K -2,494 -38%
KA
124
Kovack Advisors
Florida
$322K -$997 -14 -0.3%
WIC
125
Whitegate Investment Counselors
New Hampshire
$316K -$409K -5,748 -59%

SLY Hedge Fund Activity: Q4 2020 in Review

206 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2020, worth a combined $655M — up 41% from $463M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SLY positions and 13 closed out — a net gain of 34 holders — while 49 added to existing stakes and 62 trimmed.

The largest buyer was Bank of America, adding an estimated $13.7M. The largest seller was Avantax Advisory Services, cutting an estimated $11.1M.

  • 206 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2020, up from 174 in Q3 2020.
  • Funds reported $655M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2020, up 41% quarter-over-quarter.
  • 47 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2020 and 13 closed out, a net change of +34 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2020 was Bank of America, an estimated $13.7M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2020 was Avantax Advisory Services, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2020.