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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

174 hedge funds and large institutions have $463M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2020 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 41 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 16

3% more funds holding

Funds holding: 169174 (+5)

2% more capital invested

Capital invested by funds: $455M → $463M (+$8.33M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

43% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 72

Holders
174
Holders Change
+5
Holders Change %
+2.96%
% of All Funds
3.51%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
21
Increased
41
Reduced
72
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IWM
101
IHT Wealth Management
Illinois
$324K +$9.73K +157 +3%
Northern Trust
102
Northern Trust
Illinois
$314K
PSF
103
Pacific Sun Financial
California
$310K +$4.34K +70 +1%
LA
104
Lynch & Associates
Indiana
$304K
Northwestern Mutual Wealth Management
105
Northwestern Mutual Wealth Management
Wisconsin
$300K -$8.67K -140 -3%
GG
106
Gofen & Glossberg
Illinois
$296K
JP Morgan Chase
107
JP Morgan Chase
New York
$295K +$96.2K +1,553 +47%
EWA
108
Exencial Wealth Advisors
Oklahoma
$291K
NWS
109
Newport Wealth Strategies
California
$280K -$61.9K -1,000 -18%
SL
110
Salomon & Ludwin
Virginia
$264K +$269K +4,343 New
CCM
111
Carlson Capital Management
Minnesota
$259K
CT
112
Caldwell Trust
Florida
$254K -$18K -290 -6%
TFS
113
Thoroughbred Financial Services
Tennessee
$252K -$6.63K -107 -3%
KA
114
Kovack Advisors
Florida
$247K +$252K +4,062 New
SPC
115
Sigma Planning Corp
Michigan
$234K -$5.08K -82 -2%
V
116
Veritable
Delaware
$232K
FTUS
117
Flow Traders U.S.
New York
$232K +$236K +3,808 New
ASN
118
Advisory Services Network
Georgia
$223K +$227K +3,666 New
IF
119
Intrua Financial
Texas
$222K +$194K +3,128 New
WT
120
Whittier Trust
California
$208K
FNC
121
First National Corp
Massachusetts
$204K +$182K +2,934 New
CAN
122
Cetera Advisor Networks
California
$200K -$1.07M -17,231 -84%
SFS
123
Sowell Financial Services
Arkansas
$198K -$496 -8 -0.2%
WT
124
Washington Trust
Rhode Island
$160K
AIM
125
Arcadia Investment Management
Michigan
$158K -$6.2K -100 -4%

SLY Hedge Fund Activity: Q3 2020 in Review

174 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2020, worth a combined $463M — up 1.8% from $455M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SLY positions and 16 closed out — a net gain of 5 holders — while 41 added to existing stakes and 72 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $9.3M. The largest seller was PNC Financial Services Group, cutting an estimated $10.5M.

  • 174 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2020, up from 169 in Q2 2020.
  • Funds reported $463M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2020, up 1.8% quarter-over-quarter.
  • 21 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2020 and 16 closed out, a net change of +5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2020 was Private Advisor Group, an estimated $9.3M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2020 was PNC Financial Services Group, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2020.