We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

139 hedge funds and large institutions have $476M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2018 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 60 increasing their positions, 28 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 28

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

1% more funds holding

Funds holding: 137139 (+2)

8% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 24

0% more capital invested

Capital invested by funds: $475M → $476M (+$1.45M)

Holders
139
Holders Change
+2
Holders Change %
+1.46%
% of All Funds
3.1%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
26
Increased
60
Reduced
28
Closed
24
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HFS
101
HL Financial Services
Kentucky
$239K +$267K +3,986 New
HCIA
102
Hochman Cole Investment Advisors
Illinois
$232K +$259K +3,875 New
WT
103
Washington Trust
Rhode Island
$229K -$7.22K -108 -3%
V
104
Veritable
Delaware
$229K
KA
105
Kovack Advisors
Florida
$225K +$251K +3,751 New
Northwestern Mutual Wealth Management
106
Northwestern Mutual Wealth Management
Wisconsin
$212K +$235K +3,519 +20,700%
WT
107
Whittier Trust
California
$205K
LFAS
108
Level Four Advisory Services
Texas
$201K +$25.9K +388 +13%
CIAS
109
Capital Investment Advisory Services
North Carolina
$198K -$138K -2,060 -38%
WAP
110
Wealthcare Advisory Partners
Pennsylvania
$163K
APA
111
American Portfolios Advisors
New York
$129K -$9.63K -144 -6%
GWM
112
Geneos Wealth Management
Colorado
$97K +$23.5K +351 +27%
Deutsche Bank
113
Deutsche Bank
Germany
$94K +$105K +1,572 New
RCA
114
Rowland Carmichael Advisors
Arizona
$71K
RCG
115
Ruggie Capital Group
Florida
$62K +$8.96K +134 +15%
ONST
116
Old North State Trust
North Carolina
$61K +$401 +6 +0.6%
PFGIA
117
Patriot Financial Group Insurance Agency
Massachusetts
$52K
WTC
118
WhitTier Trust Company
Nevada
$49K
GRP
119
Global Retirement Partners
California
$48K +$9.63K +144 +22%
Fidelity Investments
120
Fidelity Investments
Massachusetts
$45K -$18.1K -271 -26%
CDIA
121
Capital Directions Investment Advisors
Georgia
$38K
AF
122
Arrow Financial
New York
$32K
PCG
123
Private Capital Group
Connecticut
$31K
MFBTD
124
MB Financial Bank - Trust Department
Illinois
$29K
CAL
125
Capital Advisors Ltd
Ohio
$24K

SLY Hedge Fund Activity: Q4 2018 in Review

139 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2018, worth a combined $476M — up 0.3% from $475M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new SLY positions and 24 closed out — a net gain of 2 holders — while 60 added to existing stakes and 28 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $18.9M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $10.9M sold.

  • 139 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2018, up from 137 in Q3 2018.
  • Funds reported $476M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2018, up 0.3% quarter-over-quarter.
  • 26 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2018 and 24 closed out, a net change of +2 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2018 was Envestnet Asset Management, an estimated $18.9M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2018 was Raymond James Financial Services Advisors, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2018.