We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

220 hedge funds and large institutions have $846M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2021 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 78 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

79% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 19

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

30% more repeat investments, than reductions

Existing positions increased: 78 | Existing positions reduced: 60

29% more capital invested

Capital invested by funds: $655M → $846M (+$191M)

7% more funds holding

Funds holding: 206220 (+14)

Holders
220
Holders Change
+14
Holders Change %
+6.8%
% of All Funds
3.86%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.12%
New
34
Increased
78
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
5L
51
55I LLC
Massachusetts
$2.82M +$2.72M +30,000 New
CRI
52
Colonial River Investments
Virginia
$2.68M +$156K +1,722 +6%
B
53
Bridgeworth
Alabama
$2.54M -$26.9K -297 -1%
IWMA
54
Ironwood Wealth Management (Arizona)
Arizona
$2.51M -$67.6K -746 -3%
NB
55
Northwest Bancshares
Pennsylvania
$2.5M -$370K -4,083 -13%
AAS
56
Avantax Advisory Services
Texas
$2.29M -$328K -3,615 -13%
LDFR
57
Lehman & Derafelo Financial Resources
Pennsylvania
$2.23M
NFG
58
Next Financial Group
Texas
$2.19M -$1.03M -11,373 -33%
SCM
59
Southport Capital Management
Tennessee
$2.14M +$889K +9,807 +76%
WWM
60
Western Wealth Management
Colorado
$2.05M +$739K +8,153 +60%
DWM
61
Defined Wealth Management
Oregon
$2.02M +$982K +10,840 +102%
TA
62
TFG Advisers
Michigan
$1.99M -$15.7K -173 -0.8%
Stifel Financial
63
Stifel Financial
Missouri
$1.98M +$2.99K +33 +0.2%
NP
64
NorthRock Partners
Minnesota
$1.9M +$7.34K +81 +0.4%
1SB
65
1ST Source Bank
Indiana
$1.83M
LPT
66
Legacy Private Trust
Wisconsin
$1.79M +$133K +1,466 +8%
CWP
67
CFM Wealth Partners
Texas
$1.76M +$442K +4,882 +35%
JWCA
68
J.W. Cole Advisors
Florida
$1.75M -$12.5K -138 -0.7%
MIAN
69
Mariner Independent Advisor Network
Kansas
$1.74M +$1.68M +18,492 New
SIC
70
Shoker Investment Counsel
Ohio
$1.66M +$5.07K +56 +0.3%
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
$1.59M +$927K +10,233 +153%
US Bancorp
72
US Bancorp
Minnesota
$1.54M +$1.41M +15,507 +1,667%
Janney Montgomery Scott
73
Janney Montgomery Scott
Pennsylvania
$1.53M -$149K -1,642 -9%
MUAMU
74
Mitsubishi UFJ Asset Management (UK)
United Kingdom
$1.32M +$1.27M +14,000 New
WPP
75
Whalerock Point Partners
Rhode Island
$1.29M

SLY Hedge Fund Activity: Q1 2021 in Review

220 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2021, worth a combined $846M — up 29% from $655M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new SLY positions and 19 closed out — a net gain of 15 holders — while 78 added to existing stakes and 60 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Bank of America, cutting an estimated $15.2M.

  • 220 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2021, up from 206 in Q4 2020.
  • Funds reported $846M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2021, up 29% quarter-over-quarter.
  • 34 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2021 and 19 closed out, a net change of +15 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2021 was Bank of America, an estimated $15.2M sold.

Based on aggregated 13F filings for Q1 2021.