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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

153 hedge funds and large institutions have $528M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2019 Q1 according to their latest regulatory filings, with 25 funds opening new positions, 68 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

127% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 11

127% more repeat investments, than reductions

Existing positions increased: 68 | Existing positions reduced: 30

11% more capital invested

Capital invested by funds: $476M → $528M (+$51.7M)

10% more funds holding

Funds holding: 139153 (+14)

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

Holders
153
Holders Change
+14
Holders Change %
+10.07%
% of All Funds
3.31%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
25
Increased
68
Reduced
30
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PP
51
Pegasus Partners
Wisconsin
$1.41M +$43.8K +660 +3%
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$1.35M +$72.5K +1,092 +6%
TA
53
TFG Advisers
Michigan
$1.32M +$35.7K +538 +3%
HIM
54
Hanlon Investment Management
New Jersey
$1.23M +$1.22M +18,371 New
JP Morgan Chase
55
JP Morgan Chase
New York
$1.19M +$34.7K +523 +3%
LPT
56
Legacy Private Trust
Wisconsin
$1.08M +$230K +3,465 +27%
TRCT
57
Tower Research Capital (TRC)
New York
$1.06M +$1.05M +15,871 New
TFS
58
TrustCore Financial Services
Tennessee
$1.05M +$102K +1,535 +11%
LNC
59
Lincoln National Corp
Pennsylvania
$979K -$560K -8,433 -36%
MC
60
Moors & Cabot
Massachusetts
$958K +$5.84K +88 +0.6%
DADC
61
D.A. Davidson & Co
Montana
$904K +$436K +6,566 +83%
Jane Street
62
Jane Street
New York
$890K -$2.8M -42,140 -76%
AA
63
Advisory Alpha
Michigan
$848K +$3.32K +50 +0.4%
WPP
64
Whalerock Point Partners
Rhode Island
$824K +$821K +12,365 New
SS
65
Simplicity Solutions
Minnesota
$813K +$427K +6,434 +112%
AWM
66
AE Wealth Management
Kansas
$793K +$407K +6,132 +106%
DC
67
Davenport & Co
Virginia
$744K +$247K +3,721 +50%
CS
68
Comerica Securities
Michigan
$666K
NWS
69
Newport Wealth Strategies
California
$634K
SIC
70
Shoker Investment Counsel
Ohio
$568K -$115K -1,738 -17%
CFGS
71
Concourse Financial Group Securities
Alabama
$563K +$16.9K +255 +3%
BTS
72
BB&T Securities
Virginia
$534K +$33.5K +505 +7%
AMCA
73
Arthur M. Cohen & Associates
Illinois
$515K +$2.72K +41 +0.5%
ME
74
McIlrath & Eck
Washington
$509K -$21K -317 -4%
Citigroup
75
Citigroup
New York
$503K -$7.3K -110 -1%

SLY Hedge Fund Activity: Q1 2019 in Review

153 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q1 2019, worth a combined $528M — up 11% from $476M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new SLY positions and 11 closed out — a net gain of 14 holders — while 68 added to existing stakes and 30 trimmed.

The largest buyer was Raymond James Financial Services Advisors, opening a new position worth an estimated $9.58M. The largest seller was Northeast Financial Consultants, exiting entirely with an estimated $29.5M sold.

  • 153 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q1 2019, up from 139 in Q4 2018.
  • Funds reported $528M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q1 2019, up 11% quarter-over-quarter.
  • 25 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q1 2019 and 11 closed out, a net change of +14 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q1 2019 was Raymond James Financial Services Advisors, an estimated $9.58M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q1 2019 was Northeast Financial Consultants, an estimated $29.5M sold.

Based on aggregated 13F filings for Q1 2019.