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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

206 hedge funds and large institutions have $655M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2020 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 49 increasing their positions, 62 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

262% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 13

41% more capital invested

Capital invested by funds: $463M → $655M (+$192M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

18% more funds holding

Funds holding: 174206 (+32)

21% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 62

Holders
206
Holders Change
+32
Holders Change %
+18.39%
% of All Funds
3.65%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.07%
New
47
Increased
49
Reduced
62
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$5.44M -$791K -11,103 -14%
AMG
27
Asset Management Group
Connecticut
$5.4M -$79.5K -1,116 -2%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$5.28M -$142 -2 -0%
1WM
29
1900 Wealth Management
Texas
$4.91M +$4.39M +61,696 New
HFA
30
Hoover Financial Advisors
Pennsylvania
$4.55M -$194K -2,730 -5%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$4.36M -$217K -3,053 -5%
NFC
32
Northeast Financial Consultants
Connecticut
$4.22M -$1.66M -23,293 -31%
Truist Financial
33
Truist Financial
North Carolina
$4.12M -$1.66M -23,250 -31%
FAIM
34
Financial Advocates Investment Management
Washington
$4.11M +$2.32M +32,630 +171%
FCI
35
Financial Counselors Inc
Kansas
$4.08M -$155K -2,180 -4%
RJA
36
Raymond James & Associates
Florida
$3.97M -$292K -4,096 -8%
AIP
37
ARS Investment Partners
New York
$3.64M +$380K +5,332 +13%
FS
38
Ferguson Shapiro
Georgia
$3.44M +$3.08M +43,243 New
Cambridge Investment Research Advisors
39
Cambridge Investment Research Advisors
Iowa
$3.36M -$188K -2,640 -6%
JMPWA
40
JP Morgan Private Wealth Advisors
California
$3.35M +$513K +7,197 +21%
BlackRock
41
BlackRock
New York
$3.28M -$488K -6,847 -14%
BWM
42
BCGM Wealth Management
Indiana
$3.2M +$2.47M +34,683 New
MC
43
Mathes Company
New York
$3.19M
NFG
44
Next Financial Group
Texas
$2.75M +$148K +2,072 +6%
NB
45
Northwest Bancshares
Pennsylvania
$2.44M -$1.56M -21,853 -42%
MML Investors Services
46
MML Investors Services
Massachusetts
$2.39M -$208K -2,926 -9%
Osaic Holdings
47
Osaic Holdings
Arizona
$2.26M -$133K -1,863 -6%
KAS
48
Kestra Advisory Services
Texas
$2.23M +$2M +28,042 +28,042%
AAS
49
Avantax Advisory Services
Texas
$2.23M -$11.1M -156,215 -85%
BAM
50
Berkshire Asset Management
Pennsylvania
$2.2M +$490K +6,873 +33%

SLY Hedge Fund Activity: Q4 2020 in Review

206 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2020, worth a combined $655M — up 41% from $463M a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new SLY positions and 13 closed out — a net gain of 34 holders — while 49 added to existing stakes and 62 trimmed.

The largest buyer was Bank of America, adding an estimated $13.7M. The largest seller was Avantax Advisory Services, cutting an estimated $11.1M.

  • 206 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2020, up from 174 in Q3 2020.
  • Funds reported $655M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2020, up 41% quarter-over-quarter.
  • 47 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2020 and 13 closed out, a net change of +34 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2020 was Bank of America, an estimated $13.7M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2020 was Avantax Advisory Services, an estimated $11.1M sold.

Based on aggregated 13F filings for Q4 2020.