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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

174 hedge funds and large institutions have $463M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2020 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 41 increasing their positions, 72 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 16

3% more funds holding

Funds holding: 169174 (+5)

2% more capital invested

Capital invested by funds: $455M → $463M (+$8.33M)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

43% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 72

Holders
174
Holders Change
+5
Holders Change %
+2.96%
% of All Funds
3.51%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
21
Increased
41
Reduced
72
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NFC
26
Northeast Financial Consultants
Connecticut
$4.65M -$4.5M -72,630 -49%
Truist Financial
27
Truist Financial
North Carolina
$4.57M +$228K +3,685 +5%
DC
28
Davenport & Co
Virginia
$4.36M +$278K +4,495 +7%
AMG
29
Asset Management Group
Connecticut
$4.2M +$4.4K +71 +0.1%
Bank of New York Mellon
30
Bank of New York Mellon
New York
$4.04M -$92.9K -1,499 -2%
Baird Financial Group
31
Baird Financial Group
Wisconsin
$3.52M -$352K -5,680 -9%
HFA
32
Hoover Financial Advisors
Pennsylvania
$3.33M -$1.15M -18,565 -25%
RJA
33
Raymond James & Associates
Florida
$3.29M -$694K -11,206 -17%
FCI
34
Financial Counselors Inc
Kansas
$3.26M +$454K +7,335 +16%
NB
35
Northwest Bancshares
Pennsylvania
$3.2M -$164K -2,650 -5%
BlackRock
36
BlackRock
New York
$2.93M -$227K -3,670 -7%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$2.73M -$519K -8,384 -16%
AIP
38
ARS Investment Partners
New York
$2.46M +$2.51M +40,480 New
MC
39
Mathes Company
New York
$2.44M
Goldman Sachs
40
Goldman Sachs
New York
$2.25M +$768K +12,398 +51%
JMPWA
41
JP Morgan Private Wealth Advisors
California
$2.13M -$597K -9,642 -22%
MML Investors Services
42
MML Investors Services
Massachusetts
$2.01M -$418K -6,747 -17%
NFG
43
Next Financial Group
Texas
$1.98M -$214K -3,451 -10%
Osaic Holdings
44
Osaic Holdings
Arizona
$1.84M -$8.34M -134,598 -82%
IWMA
45
Ironwood Wealth Management (Arizona)
Arizona
$1.71M
B
46
Bridgeworth
Alabama
$1.64M +$26.6K +429 +2%
LDFR
47
Lehman & Derafelo Financial Resources
Pennsylvania
$1.45M
KWM
48
Kingsview Wealth Management
Oregon
$1.35M +$785K +12,666 +134%
TA
49
TFG Advisers
Michigan
$1.29M +$4.34K +70 +0.3%
BAM
50
Berkshire Asset Management
Pennsylvania
$1.26M -$2.22M -35,832 -63%

SLY Hedge Fund Activity: Q3 2020 in Review

174 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2020, worth a combined $463M — up 1.8% from $455M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new SLY positions and 16 closed out — a net gain of 5 holders — while 41 added to existing stakes and 72 trimmed.

The largest buyer was Private Advisor Group, adding an estimated $9.3M. The largest seller was PNC Financial Services Group, cutting an estimated $10.5M.

  • 174 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2020, up from 169 in Q2 2020.
  • Funds reported $463M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2020, up 1.8% quarter-over-quarter.
  • 21 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2020 and 16 closed out, a net change of +5 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2020 was Private Advisor Group, an estimated $9.3M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2020 was PNC Financial Services Group, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2020.