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SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

154 hedge funds and large institutions have $573M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 46 increasing their positions, 56 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 77 (0)

0% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 15

1% less funds holding

Funds holding: 155154 (-1)

5% less capital invested

Capital invested by funds: $605M → $573M (-$31.9M)

18% less repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 56

Holders
154
Holders Change
-1
Holders Change %
-0.65%
% of All Funds
3.38%
Holding in Top 10
7
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.15%
New
15
Increased
46
Reduced
56
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$6.91M +$8.83K +132 +0.1%
BlackRock
27
BlackRock
New York
$6.54M -$390K -5,835 -6%
EBT
28
Enterprise Bank & Trust
Massachusetts
$6.23M -$48.8K -730 -0.8%
WIC
29
Whitegate Investment Counselors
New Hampshire
$5.65M +$115K +1,715 +2%
MFG
30
Magnus Financial Group
New York
$5.46M
CIC
31
Carnegie Investment Counsel
Ohio
$4.88M +$61.3K +917 +1%
AMG
32
Asset Management Group
Connecticut
$4.73M -$86.6K -1,295 -2%
SIA
33
Starfire Investment Advisers
Michigan
$4.14M +$14.5K +217 +0.4%
JMPWA
34
JP Morgan Private Wealth Advisors
California
$4.12M -$71K -1,062 -2%
Bank of New York Mellon
35
Bank of New York Mellon
New York
$3.63M -$66.9K -1,000 -2%
Susquehanna International Group
36
Susquehanna International Group
Pennsylvania
$3.62M +$3.05M +45,624 +554%
Citadel Advisors
37
Citadel Advisors
Florida
$3.28M +$2.69M +40,218 +469%
SHGA
38
Sand Hill Global Advisors
California
$3.13M
FCI
39
Financial Counselors Inc
Kansas
$2.83M -$169K -2,520 -6%
PAG
40
Private Advisor Group
New Jersey
$2.79M +$607K +9,076 +28%
MA
41
Mutual Advisors
Nebraska
$2.57M -$101K -1,516 -4%
GA
42
Gateway Advisory
New Jersey
$2.49M -$2.2M -32,947 -47%
RJA
43
Raymond James & Associates
Florida
$2.44M -$24.3K -364 -1%
Stifel Financial
44
Stifel Financial
Missouri
$2.31M -$144K -2,150 -6%
AIP
45
ARS Investment Partners
New York
$2.15M -$367K -5,493 -15%
TRCT
46
Tower Research Capital (TRC)
New York
$2.11M +$1.45M +21,673 +222%
LDFR
47
Lehman & Derafelo Financial Resources
Pennsylvania
$2M -$28.4K -425 -1%
GBT
48
Grove Bank & Trust
Florida
$1.81M -$20.3K -303 -1%
CAN
49
Cetera Advisor Networks
California
$1.7M +$1.25M +18,741 +283%
LTFS
50
Ladenburg Thalmann Financial Services
Florida
$1.59M +$9.37M +140,173 +468%

SLY Hedge Fund Activity: Q3 2019 in Review

154 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q3 2019, worth a combined $573M — down 5.3% from $605M a quarter earlier.

Fund positioning in SLY was balanced in Q3 2019: 15 funds opened new positions, 15 closed out, 46 added to existing stakes and 56 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $9.37M. The largest seller was OneDigital Investment Advisors, cutting an estimated $14.1M.

  • 154 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q3 2019, down from 155 in Q2 2019.
  • Funds reported $573M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q3 2019, down 5.3% quarter-over-quarter.
  • 15 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q3 2019 and 15 closed out, a net change of 0 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q3 2019 was Ladenburg Thalmann Financial Services, an estimated $9.37M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q3 2019 was OneDigital Investment Advisors, an estimated $14.1M sold.

Based on aggregated 13F filings for Q3 2019.