We are live on ! Find out more
SLY

SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)

Delisted

SLY was delisted on the 9th of June, 2023.

77 hedge funds and large institutions have $228M invested in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) in 2016 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 38 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

245% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 11

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

41% more capital invested

Capital invested by funds: $161M → $228M (+$66.4M)

12% more funds holding

Funds holding: 6977 (+8)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
77
Holders Change
+8
Holders Change %
+11.59%
% of All Funds
1.93%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
12
Increased
38
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$2.57M +$231 +4 +0%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$2.22M +$27.1K +470 +1%
PAG
28
Private Advisor Group
New Jersey
$2.14M +$72.4K +1,256 +4%
CIC
29
Carnegie Investment Counsel
Ohio
$1.99M +$221K +3,828 +13%
JP Morgan Chase
30
JP Morgan Chase
New York
$1.82M +$360K +6,244 +26%
MFS
31
MSI Financial Services
Massachusetts
$1.8M +$381K +6,598 +28%
AG
32
Advisor Group
Arizona
$1.36M -$103K -1,794 -7%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$1.31M +$529K +9,168 +73%
Goldman Sachs
34
Goldman Sachs
New York
$1.25M +$1.2M +20,726 New
ACP
35
Arcus Capital Partners
Georgia
$1.09M +$1.04M +18,060 New
LPT
36
Legacy Private Trust
Wisconsin
$864K -$80.2K -1,390 -9%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$817K +$315K +5,458 +68%
IA
38
IFP Advisors
Florida
$741K +$301K +5,212 +74%
Citigroup
39
Citigroup
New York
$657K +$61K +1,058 +11%
MC
40
Mathes Company
New York
$640K +$611K +10,600 New
BRWA
41
B. Riley Wealth Advisors
Florida
$628K -$136K -2,350 -18%
Mirae Asset Global Investments
42
Mirae Asset Global Investments
South Korea
$595K -$655K -11,348 -54%
AIP
43
ARS Investment Partners
New York
$505K -$3.24M -56,144 -87%
MC
44
Moors & Cabot
Massachusetts
$504K +$86.4K +1,498 +22%
CA
45
Corrado Advisors
New Jersey
$452K +$202K +3,510 +89%
GG
46
Gofen & Glossberg
Illinois
$432K
BTS
47
BB&T Securities
Virginia
$380K
HFA
48
High Falls Advisors
New York
$338K
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$310K +$24.9K +432 +9%
CCM
50
Carlson Capital Management
Minnesota
$298K

SLY Hedge Fund Activity: Q4 2016 in Review

77 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) for Q4 2016, worth a combined $228M — up 41% from $161M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new SLY positions and 4 closed out — a net gain of 8 holders — while 38 added to existing stakes and 11 trimmed.

The largest buyer was State Street, adding an estimated $12.1M. The largest seller was Citadel Advisors, exiting entirely with an estimated $5.39M sold.

  • 77 institutional investors held SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) (SLY) as of Q4 2016, up from 69 in Q3 2016.
  • Funds reported $228M of SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) stock for Q4 2016, up 41% quarter-over-quarter.
  • 12 funds opened new SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) positions in Q4 2016 and 4 closed out, a net change of +8 holders.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) buyer in Q4 2016 was State Street, an estimated $12.1M added.
  • The largest SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML) seller in Q4 2016 was Citadel Advisors, an estimated $5.39M sold.

Based on aggregated 13F filings for Q4 2016.