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Stellus Capital Investment Corp
SCM

40 hedge funds and large institutions have $46.2M invested in Stellus Capital Investment Corp in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more capital invested

Capital invested by funds: $37M → $46.2M (+$9.16M)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0.84% more ownership

Funds ownership: 24.58% → 25.42% (+0.84%)

0% more funds holding

Funds holding: 40 → 40 (0)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

Holders
40
Holders Change
–
Holders Change %
0%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
12
Reduced
11
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
MC
Muzinich & Co
New York
+$4.47M
2
BlackRock
BlackRock
New York
+$1.4M
3
Wells Fargo
Wells Fargo
California
+$962K
4
UBS Group
UBS Group
Switzerland
+$747K
5
Millennium Management
Millennium Management
New York
+$380K

Top Sellers

Rank Fund Capital Flow
1
AM
Ares Management
California
-$2.95M
2
BCM
Buckhead Capital Management
Georgia
-$2.24M
3
AAM
Advisors Asset Management
Colorado
-$555K
4
Bank of America
Bank of America
North Carolina
-$447K
5
FCH
Freestone Capital Holdings
Washington
-$359K
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$170K +$61.2K +4,471 +62%
GCP
27
GSA Capital Partners
United Kingdom
$148K +$140K +10,200 New
HIM
28
Hillsdale Investment Management
Ontario, Canada
$147K – – –
JP Morgan Chase
29
JP Morgan Chase
New York
$113K -$48.2K -3,522 -31%
Citigroup
30
Citigroup
New York
$84K +$11.8K +864 +18%
AIM
31
Advantage Investment Management
Iowa
$39K +$35.4K +2,583 +3,399%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$10K – – –
US Bancorp
33
US Bancorp
Minnesota
$10K – – –
Manulife (Manufacturers Life Insurance)
34
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$8K – – –
WA
35
WFG Advisors
Texas
$7K – – –
QI
36
QS Investors
New York
$6K +$6.09K +445 New
AG
37
Advisor Group
Arizona
$5K +$4.63K +338 New
Creative Planning
38
Creative Planning
Kansas
$4K -$6.84K -500 -67%
PCM
39
Penserra Capital Management
California
$2K -$315 -23 -12%
Barclays
40
Barclays
United Kingdom
$1K – – –
BCM
41
Buckhead Capital Management
Georgia
– -$2.24M -185,463 Closed
Bank of America
42
Bank of America
North Carolina
– -$447K -37,100 Closed
CC
43
Caxton Corporation
New Jersey
– -$188K -15,593 Closed
NFG
44
Next Financial Group
Texas
– -$133K -11,000 Closed
Acadian Asset Management
45
Acadian Asset Management
Massachusetts
– -$63K -5,254 Closed
Russell Investments Group
46
Russell Investments Group
United Kingdom
– -$26K -2,150 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$5K -410 Closed
HR
48
Howe & Rusling
New York
– -$3K -210 Closed
1
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SCM Hedge Fund Activity: Q1 2017 in Review

40 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Stellus Capital Investment Corp (SCM) for Q1 2017, worth a combined $46.2M — up 25% from $37M a quarter earlier.

Fund positioning in SCM was balanced in Q1 2017: 8 funds opened new positions, 8 closed out, 12 added to existing stakes and 11 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $4.47M. The largest seller was Ares Management, cutting an estimated $2.95M.

  • 40 institutional investors held Stellus Capital Investment Corp (SCM) as of Q1 2017, unchanged from Q4 2016.
  • Funds reported $46.2M of Stellus Capital Investment Corp stock for Q1 2017, up 25% quarter-over-quarter.
  • 8 funds opened new Stellus Capital Investment Corp positions in Q1 2017 and 8 closed out, a net change of 0 holders.
  • The largest Stellus Capital Investment Corp buyer in Q1 2017 was Muzinich & Co, an estimated $4.47M added.
  • The largest Stellus Capital Investment Corp seller in Q1 2017 was Ares Management, an estimated $2.95M sold.

Based on aggregated 13F filings for Q1 2017.