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Prospect Capital
PSEC

Overview Fund Activity

210 hedge funds and large institutions have $380M invested in Prospect Capital in 2017 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 72 increasing their positions, 74 reducing their positions, and 29 closing their positions.

Holders
210
Holders Change
-3
Holders Change %
-1.41%
% of All Funds
5.24%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
29
Increased
72
Reduced
74
Closed
29
Calls
$18.7M
Puts
$51.1M
Net Calls
-$32.4M
Net Calls Change
+$14.9M

Top Buyers

1
UBS Group
1
UBS Group
Switzerland
$16.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$20.1M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$11.2M
4
PMLI
4
Penn Mutual Life Insurance
Pennsylvania
$3.99M
5
AM
5
Ares Management
California
$2.86M

Top Sellers

1
PAM
1
Panagora Asset Management
Massachusetts
$0
2
MC
2
Muzinich & Co
New York
$62.6M
3
BC
3
Barnett & Company
Tennessee
$0
4
BCM
4
Beck Capital Management
Texas
$0
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$12.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
GT
201
Glenmede Trust
Pennsylvania
$6K -$230 -36 -4%
AIS
202
Accurate Investment Solutions
Pennsylvania
$6K +$5.66K +872 +1,645%
AF
203
Allworth Financial
California
$5K – – –
TCOV
204
Trust Company of Vermont
Vermont
$3K – – –
IWM
205
IHT Wealth Management
Illinois
$3K – – –
WAS
206
Winch Advisory Services
Wisconsin
$3K +$29 +5 +1%
DOA
207
D'Orazio & Associates
Virginia
$3K +$3K +500 New
RFM
208
Royal Fund Management
Florida
$2K -$569 -116 -22%
NSB
209
Norway Savings Bank
Maine
$1K – – –
PAM
210
Panagora Asset Management
Massachusetts
– -$8.59M -1,058,257 Closed
BC
211
Barnett & Company
Tennessee
– -$3.61M -444,716 Closed
BCM
212
Beck Capital Management
Texas
– -$2.76M -336,129 Closed
CIM
213
Cambria Investment Management
California
– -$957K -117,866 Closed
JIR
214
James Investment Research
Ohio
– -$639K -78,655 Closed
Pacer Advisors
215
Pacer Advisors
Pennsylvania
– -$438K -53,897 Closed
AIA
216
Avalon Investment & Advisory
Texas
– -$383K -47,211 Closed
ACM
217
Americafirst Capital Management
California
– -$378K -46,566 Closed
SF
218
Synovus Financial
Georgia
– -$370K -45,531 Closed
B
219
Bridgeworth
Alabama
– -$287K -35,400 Closed
IAA
220
Independent Advisor Alliance
North Carolina
– -$284K -35,007 Closed
SAM
221
Selway Asset Management
– -$276K -34,035 Closed
AA
222
Apriem Advisors
California
– -$244K -30,000 Closed
SCM
223
Shelton Capital Management
Colorado
– -$244K -30,000 Closed
RJT
224
Raymond James Trust
Florida
– -$163K -20,050 Closed
SSG
225
Summit Securities Group
New York
– -$142K -17,500 Closed
6 7 8
9
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