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Prospect Capital
PSEC

Overview Fund Activity

236 hedge funds and large institutions have $192M invested in Prospect Capital in 2024 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 82 increasing their positions, 63 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
236
Holders Change
+13
Holders Change %
+5.83%
% of All Funds
3.14%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
47
Increased
82
Reduced
63
Closed
30
Calls
$6.34M
Puts
$28.5M
Net Calls
-$22.2M
Net Calls Change
-$6.91M

Top Buyers

1
Balyasny Asset Management
Balyasny Asset Management
Illinois
$10.7M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
$7.88M
3
UBS Group
UBS Group
Switzerland
$5.49M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
$4.08M
5
HF
HRT Financial
New York
$2.22M

Top Sellers

1
Invesco
Invesco
Georgia
$0
2
XF
XML Financial
Maryland
$4.08M
3
VanEck Associates
VanEck Associates
New York
$35M
4
IAIM
International Assets Investment Management
Florida
$755K
5
Rockefeller Capital Management
Rockefeller Capital Management
New York
$213K
Name Holding Trade Value Shares
Change 		Shares
Change %
SIC
151
Samalin Investment Counsel
New York
$62.5K +$62.5K +14,500 New
AG
152
AmeriFlex Group
Nevada
$62.3K +$62.3K +14,486 New
IAA
153
Independent Advisor Alliance
North Carolina
$62.2K +$62.2K +14,420 New
SWM
154
Silverlake Wealth Management
Vermont
$60.9K +$6K +1,392 +11%
WAP
155
Wealthcare Advisory Partners
Pennsylvania
$60.7K -$3.24K -751 -5%
PA
156
PFG Advisors
Arizona
$57.2K +$57.2K +13,260 New
MCM
157
MAI Capital Management
Ohio
$57.1K +$6.31K +1,465 +12%
DA
158
Detalus Advisors
Missouri
$56K – – –
EFP
159
Envision Financial Planning
Tennessee
$56K +$56K +12,999 New
HighTower Advisors
160
HighTower Advisors
Illinois
$55.6K -$41.9K -9,721 -43%
MML Investors Services
161
MML Investors Services
Massachusetts
$55K -$18.3K -4,242 -25%
SRC
162
Shufro Rose & Co
New York
$54.7K – – –
CAPTRUST Financial Advisors
163
CAPTRUST Financial Advisors
North Carolina
$54.5K -$6.88K -1,597 -11%
MGIA
164
Moneta Group Investment Advisors
Missouri
$52.8K – – –
TCM
165
Traynor Capital Management
Pennsylvania
$52.3K +$6.76K +1,569 +15%
TC
166
TownSquare Capital
Utah
$52.1K +$52.1K +12,097 New
AWA
167
Arkadios Wealth Advisors
Georgia
$51.3K – – –
FFA
168
Farther Finance Advisors
California
$49.7K – – –
SFC
169
Strategic Financial Concepts
Texas
$49.1K -$42.2K -9,799 -46%
P
170
&Partners
Tennessee
$47.6K +$1.72K +397 +4%
JG
171
Jain Global
New York
$44.8K +$44.8K +10,391 New
Nomura Asset Management
172
Nomura Asset Management
Japan
$44.1K +$44.1K +10,221 New
Janney Montgomery Scott
173
Janney Montgomery Scott
Pennsylvania
$44K -$10.8K -2,490 -20%
Corient Private Wealth
174
Corient Private Wealth
Florida
$43.7K -$69.2K -16,061 -61%
AWA
175
AGH Wealth Advisors
Kansas
$43.1K +$43.1K +10,000 New
5 6
7
8 9