We are live on ! Find out more
PSEC icon

Prospect Capital

239 hedge funds and large institutions have $301M invested in Prospect Capital in 2018 Q4 according to their latest regulatory filings, with 52 funds opening new positions, 57 increasing their positions, 76 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more first-time investments, than exits

New positions opened: 52 | Existing positions closed: 31

7% more funds holding

Funds holding: 224239 (+15)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1.19% less ownership

Funds ownership: 14.24%13.05% (-1.2%)

21% less capital invested

Capital invested by funds: $381M → $301M (-$79.2M)

25% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 76

80% less call options, than puts

Call options by funds: $7.79M | Put options by funds: $39.6M

Holders
239
Holders Change
+15
Holders Change %
+6.7%
% of All Funds
5.33%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
52
Increased
57
Reduced
76
Closed
31
Calls
$7.79M
Puts
$39.6M
Net Calls
-$31.8M
Net Calls Change
-$10.5M
Name Holding Trade Value Shares
Change
Change in
Stake
SFI
151
Susquehanna Fundamental Investments
Pennsylvania
$90K -$1.27M -188,700 -93%
RhumbLine Advisers
152
RhumbLine Advisers
Massachusetts
$89K +$216 +32 +0.2%
LNC
153
Lincoln National Corp
Pennsylvania
$89K +$8.81K +1,305 +10%
ASN
154
Advisory Services Network
Georgia
$89K +$43.9K +6,506 +85%
AFNAS
155
American Financial Network Advisory Services
California
$87K
MIS
156
Morningstar Investment Services
Illinois
$86K
HSBC Holdings
157
HSBC Holdings
United Kingdom
$84K +$621 +92 +0.7%
FLPIM
158
F.L. Putnam Investment Management
Massachusetts
$84K +$89.6K +13,262 New
HighTower Advisors
159
HighTower Advisors
Illinois
$81K -$12.2K -1,800 -12%
FNBOMD
160
First National Bank of Mount Dora
Florida
$81K
AWM
161
AE Wealth Management
Kansas
$81K +$14.8K +2,189 +21%
SS
162
Simplicity Solutions
Minnesota
$81K +$86.5K +12,812 New
DS
163
DRW Securities
Illinois
$79K +$85K +12,583 New
CA
164
Callahan Advisors
Texas
$78K
Prudential Financial
165
Prudential Financial
New Jersey
$77K
CG
166
CFO4Life Group
Texas
$74K
CAMG
167
CWA Asset Management Group
Florida
$73K +$78.4K +11,606 New
AWA
168
Arete Wealth Advisors
Illinois
$72K +$77.1K +11,408 New
TA
169
Tiedemann Advisors
New York
$70K
SRC
170
Shufro Rose & Co
New York
$69K
CFGS
171
Concourse Financial Group Securities
Alabama
$69K +$18.1K +2,687 +33%
Jane Street
172
Jane Street
New York
$66K -$185K -27,427 -72%
BTS
173
BB&T Securities
Virginia
$65K +$70K +10,368 New
SIS
174
Sound Income Strategies
Florida
$55K -$1.55K -230 -3%
RFA
175
Reilly Financial Advisors
California
$49K +$40.5K +6,000 +343%

PSEC Hedge Fund Activity: Q4 2018 in Review

239 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q4 2018, worth a combined $301M — down 21% from $381M a quarter earlier.

Buyers outnumbered sellers: 52 funds opened new PSEC positions and 31 closed out — a net gain of 21 holders — while 57 added to existing stakes and 76 trimmed.

The largest buyer was UBS Group, adding an estimated $26.1M. The largest seller was Credit Suisse, cutting an estimated $17.6M.

  • 239 institutional investors held Prospect Capital (PSEC) as of Q4 2018, up from 224 in Q3 2018.
  • Funds reported $301M of Prospect Capital stock for Q4 2018, down 21% quarter-over-quarter.
  • 52 funds opened new Prospect Capital positions in Q4 2018 and 31 closed out, a net change of +21 holders.
  • The largest Prospect Capital buyer in Q4 2018 was UBS Group, an estimated $26.1M added.
  • The largest Prospect Capital seller in Q4 2018 was Credit Suisse, an estimated $17.6M sold.

Based on aggregated 13F filings for Q4 2018.