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Prospect Capital

224 hedge funds and large institutions have $381M invested in Prospect Capital in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 20

29% more capital invested

Capital invested by funds: $294M → $381M (+$86.1M)

4% more funds holding

Funds holding: 216224 (+8)

2.15% more ownership

Funds ownership: 12.1%14.24% (+2.1%)

1% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 69

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

86% less call options, than puts

Call options by funds: $3.57M | Put options by funds: $24.9M

Holders
224
Holders Change
+8
Holders Change %
+3.7%
% of All Funds
5.12%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
70
Reduced
69
Closed
20
Calls
$3.57M
Puts
$24.9M
Net Calls
-$21.3M
Net Calls Change
-$2.89M
Name Holding Trade Value Shares
Change
Change in
Stake
CA
151
Callahan Advisors
Texas
$91K
Prudential Financial
152
Prudential Financial
New Jersey
$89K -$23.3K -3,300 -21%
CG
153
CFO4Life Group
Texas
$86K
PNC Financial Services Group
154
PNC Financial Services Group
Pennsylvania
$86K +$21.2K +3,000 +34%
SRC
155
Shufro Rose & Co
New York
$81K -$17.7K -2,500 -19%
TA
156
Tiedemann Advisors
New York
$81K
AWM
157
AE Wealth Management
Kansas
$78K +$1.66K +235 +2%
ACP
158
Aviance Capital Partners
Florida
$74K -$37.3K -5,275 -34%
TRCT
159
Tower Research Capital (TRC)
New York
$72K +$36K +5,085 +108%
SIS
160
Sound Income Strategies
Florida
$66K +$1.63K +230 +3%
CFGS
161
Concourse Financial Group Securities
Alabama
$61K +$58.4K +8,258 New
ASN
162
Advisory Services Network
Georgia
$56K +$191 +27 +0.4%
CWA
163
Clarus Wealth Advisors
Arizona
$54K +$3.78K +534 +8%
WEC
164
Winslow Evans & Crocker
Massachusetts
$46K -$4.74K -670 -10%
ST
165
Smithfield Trust
Pennsylvania
$45K
AWM
166
AllSquare Wealth Management
New York
$44K
SF
167
Synovus Financial
Georgia
$40K
AWMS
168
Advocacy Wealth Management Services
Georgia
$37K
SMFS
169
Squar Milner Financial Services
California
$37K
WB
170
Webster Bank
Connecticut
$35K
APA
171
American Portfolios Advisors
New York
$32.3K
RCAG
172
Rehmann Capital Advisory Group
Michigan
$30.7K +$736 +104 +3%
CG
173
Cutler Group
California
$29K -$8.49K -1,200 -23%
JCM
174
Jacobi Capital Management
Pennsylvania
$29K
Walleye Trading
175
Walleye Trading
New York
$27K -$43.1K -6,098 -62%

PSEC Hedge Fund Activity: Q3 2018 in Review

224 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q3 2018, worth a combined $381M — up 29% from $294M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new PSEC positions and 20 closed out — a net gain of 9 holders — while 70 added to existing stakes and 69 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $19.5M. The largest seller was Muzinich & Co, cutting an estimated $7.76M.

  • 224 institutional investors held Prospect Capital (PSEC) as of Q3 2018, up from 216 in Q2 2018.
  • Funds reported $381M of Prospect Capital stock for Q3 2018, up 29% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q3 2018 and 20 closed out, a net change of +9 holders.
  • The largest Prospect Capital buyer in Q3 2018 was Credit Suisse, an estimated $19.5M added.
  • The largest Prospect Capital seller in Q3 2018 was Muzinich & Co, an estimated $7.76M sold.

Based on aggregated 13F filings for Q3 2018.