PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

206 hedge funds and large institutions have $434M invested in Prospect Capital in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 82 increasing their positions, 68 reducing their positions, and 42 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
206
Holders Change
-21
Holders Change %
-9.25%
% of All Funds
5.98%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.12%
New
21
Increased
82
Reduced
68
Closed
42
Calls
$623K
Puts
$13.1M
Net Calls
-$12.5M
Net Calls Change
-$3.58M

Top Buyers

1
AAMU
1
Amundi Asset Management US
Massachusetts
$7.07M
2
CNB
2
City National Bank
California
$50.5M
3
AAM
3
Advisors Asset Management
Colorado
$21.5M
4
Goldman Sachs
4
Goldman Sachs
New York
$9.68M
5
BC
5
Barnett & Company
Tennessee
$5.63M

Top Sellers

1
Northern Trust
1
Northern Trust
Illinois
$319K
2
Morgan Stanley
2
Morgan Stanley
New York
$21.8M
3
PP
3
Paloma Partners
Connecticut
$0
4
Citigroup
4
Citigroup
New York
$1.29M
5
Deutsche Bank
5
Deutsche Bank
Germany
$7.66M
Name Holding Trade Value Shares
Change 		Shares
Change %
CFA
151
Cahill Financial Advisors
Minnesota
$173K +$18.8K +1,900 +12%
QIM
152
Quantitative Investment Management
Virginia
$166K +$166K +16,800 New
EFS
153
Essex Financial Services
Connecticut
$165K +$2.93K +296 +2%
PTC
154
Private Trust Company
Ohio
$158K – – –
GAM
155
Gotham Asset Management
New York
$155K -$15.3K -1,540 -9%
ICM
156
IMS Capital Management
Oregon
$155K -$2.98K -300 -2%
KCM
157
Kempner Capital Management
Texas
$154K +$28.6K +2,900 +23%
MAS
158
Madden Advisory Services
Florida
$146K +$76.7K +7,745 +111%
ICAS
159
Investors Capital Advisory Services
Massachusetts
$145K -$92.3K -9,328 -39%
DAM
160
Delta Asset Management
Tennessee
$139K – – –
CL
161
CSS LLC
Illinois
$132K -$67.2K -6,800 -34%
FBNAT
162
FirstMerit Bank N.A. Trustee
Ohio
$126K – – –
CPP
163
Crow Point Partners
Massachusetts
$123K +$44.7K +4,510 +57%
JIC
164
Johnson Investment Counsel
Ohio
$123K +$123K +12,500 New
BGA
165
Belmont Global Advisors
Texas
$120K +$1.98K +200 +2%
BT
166
Beacon Trust
New Jersey
$119K – – –
Jane Street
167
Jane Street
New York
$112K -$912K -92,006 -89%
PAG
168
Private Advisor Group
New Jersey
$109K -$492K -49,829 -82%
Mariner
169
Mariner
Kansas
$109K -$8.93K -900 -8%
Sumitomo Mitsui Trust Group
170
Sumitomo Mitsui Trust Group
Japan
$109K +$9.18K +929 +9%
IF
171
IRON Financial
Illinois
$99K – – –
MCM
172
McGlinn Capital Management
Pennsylvania
$99K – – –
Ameriprise
173
Ameriprise
Minnesota
$96K +$28.7K +2,913 +43%
PI
174
PineBridge Investments
New York
$89K – – –
NFG
175
Next Financial Group
Texas
$88K +$80.1K +8,100 +1,013%
5 6
7
8 9