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Prospect Capital
PSEC

Overview Fund Activity

203 hedge funds and large institutions have $796M invested in Prospect Capital in 2013 Q2 according to their latest regulatory filings, with 203 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+203
Holders Change %
–
% of All Funds
6.63%
Holding in Top 10
5
Holding in Top 10 Change
+5
Holding in Top 10 Change %
%
% of All Funds
0.16%
New
203
Increased
–
Reduced
–
Closed
–
Calls
$695K
Puts
$2.59M
Net Calls
-$1.9M
Net Calls Change
-$1.9M

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
151
TFS Capital
Pennsylvania
$229K +$229K +21,209 New
Nuveen Asset Management
152
Nuveen Asset Management
Illinois
$199K +$199K +18,443 New
Nomura Holdings
153
Nomura Holdings
Japan
$199K +$199K +18,500 New
NCCM
154
Nine Chapters Capital Management
New Jersey
$192K +$192K +17,800 New
Grantham, Mayo, Van Otterloo & Co (GMO)
155
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$190K +$190K +17,600 New
BPBT
156
Boston Private Bank & Trust
Massachusetts
$187K +$187K +17,300 New
HIMCH
157
Hartford Investment Management Co (HIMCO)
Connecticut
$185K +$185K +17,095 New
ICAS
158
Investors Capital Advisory Services
Massachusetts
$167K +$167K +15,496 New
Teacher Retirement System of Texas
159
Teacher Retirement System of Texas
Texas
$166K +$166K +15,361 New
WFM
160
Wilmington Funds Management
Delaware
$162K +$162K +14,959 New
FANJ
161
Financial Architects (New Jersey)
New Jersey
$162K +$162K +15,000 New
DAM
162
Delta Asset Management
Tennessee
$160K +$160K +14,845 New
FMWA
163
Forvis Mazars Wealth Advisors
Missouri
$158K +$158K +14,602 New
RJT
164
Raymond James Trust
Florida
$157K +$157K +14,550 New
PCM
165
Prelude Capital Management
New York
$137K +$137K +12,700 New
SCM
166
Shelton Capital Management
Colorado
$135K +$135K +12,466 New
AG
167
Aperio Group
California
$135K +$135K +12,538 New
WAM
168
World Asset Management
Michigan
$123K +$123K +11,384 New
PNC Financial Services Group
169
PNC Financial Services Group
Pennsylvania
$121K +$121K +11,302 New
WB
170
Webster Bank
Connecticut
$117K +$117K +10,800 New
ST
171
Spot Trading
Illinois
$111K +$111K +10,305 New
PWP
172
Private Wealth Partners
California
$108K +$108K +10,000 New
California Public Employees Retirement System
173
California Public Employees Retirement System
California
$105K +$105K +9,739 New
PTC
174
Private Trust Company
Ohio
$97K +$97K +8,937 New
OA
175
OFI Advisors
Pennsylvania
$96K +$96K +8,875 New
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