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Prospect Capital
PSEC

Overview Fund Activity

191 hedge funds and large institutions have $267M invested in Prospect Capital in 2021 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 56 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
191
Holders Change
-8
Holders Change %
-4.02%
% of All Funds
3.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
62
Reduced
56
Closed
30
Calls
$7.44M
Puts
$6.13M
Net Calls
+$1.31M
Net Calls Change
+$4.47M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.1M
2
IAIM
2
International Assets Investment Management
Florida
$2.8M
3
Group One Trading
3
Group One Trading
Illinois
$2.06M
4
CAM
4
Concorde Asset Management
Michigan
$1.17M
5
LPL Financial
5
LPL Financial
California
$4.17M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$3.25M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$49.1M
4
Invesco
4
Invesco
Georgia
$15.6M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RhumbLine Advisers
126
RhumbLine Advisers
Massachusetts
$106K +$184 +24 +0.2%
FFA
127
First Foundation Advisors
California
$99K – – –
CCM
128
Compton Capital Management
Rhode Island
$98K +$98K +12,750 New
HCM
129
Highlander Capital Management
New Jersey
$96K – – –
BP
130
BBR Partners
New York
$94K – – –
CA
131
Callahan Advisors
Texas
$93K – – –
LA
132
LVW Advisors
New York
$93K – – –
TA
133
Tiedemann Advisors
New York
$91K -$17.4K -2,250 -16%
SRC
134
Shufro Rose & Co
New York
$91K – – –
IWM
135
IHT Wealth Management
Illinois
$89K -$9.75K -1,269 -10%
QC
136
Quadrature Capital
United Kingdom
$86K +$86K +11,200 New
CA
137
Calton & Associates
Florida
$85K +$85K +11,127 New
APWA
138
Atlas Private Wealth Advisors
New Jersey
$84K – – –
CAN
139
Claraphi Advisory Network
United States
$80K -$11.8K -1,539 -13%
JMF
140
Johnson Midwest Financial
Iowa
$77K – – –
CG
141
Cutler Group
California
$63K +$23.7K +3,134 +60%
RFA
142
Reilly Financial Advisors
California
$61K – – –
FHA
143
First Horizon Advisors
Tennessee
$57K +$40K +5,292 +235%
ST
144
Smithfield Trust
Pennsylvania
$48K – – –
AWM
145
AllSquare Wealth Management
New York
$46K – – –
AWMS
146
Advocacy Wealth Management Services
Georgia
$40K – – –
Credit Agricole
147
Credit Agricole
France
$38K +$19K +2,500 +100%
NFSG
148
Newbridge Financial Services Group
Florida
$36K – – –
SWM
149
Spire Wealth Management
Virginia
$32K +$32K +35,297 New
AIC
150
Ameritas Investment Company
Nebraska
$30.9K +$30.9K +4,022 New
4 5
6
7 8