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Prospect Capital
PSEC

Overview Fund Activity

205 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
205
Holders Change
-16
Holders Change %
-7.24%
% of All Funds
4.53%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M

Top Buyers

1
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group
Japan
$10.4M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$5.42M
3
VanEck Associates
VanEck Associates
New York
$9.6M
4
Victory Capital Management
Victory Capital Management
Texas
$2.21M
5
LSV Asset Management
LSV Asset Management
Illinois
$27.2M

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
$9.21M
2
Man Group
Man Group
United Kingdom
$0
3
UBS Group
UBS Group
Switzerland
$2.09M
4
IAA
Independent Advisor Alliance
North Carolina
$219K
5
SCM
Scopia Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RhumbLine Advisers
126
RhumbLine Advisers
Massachusetts
$61K +$175 +41 +0.3%
TRCT
127
Tower Research Capital (TRC)
New York
$60K -$23K -5,455 -28%
TC
128
TownSquare Capital
Utah
$58K -$6.51K -1,586 -10%
CAN
129
Claraphi Advisory Network
United States
$57K +$57K +13,520 New
Citadel Advisors
130
Citadel Advisors
Florida
$56K -$1.23M -291,481 -96%
Lido Advisors
131
Lido Advisors
California
$56K -$106K -24,672 -66%
SCA
132
Sage Capital Advisors
South Dakota
$56K -$96.9K -22,894 -63%
FFA
133
First Foundation Advisors
California
$55K – – –
CA
134
Callahan Advisors
Texas
$53K – – –
LA
135
LVW Advisors
New York
$52K – – –
SI
136
Stephens Inc
Arkansas
$51K -$21.4K -4,999 -30%
CG
137
Colony Group
Massachusetts
$51K +$51K +12,000 New
XF
138
XML Financial
Maryland
$51K +$51K +12,033 New
Envestnet Asset Management
139
Envestnet Asset Management
Illinois
$50K -$27.8K -6,518 -36%
SRC
140
Shufro Rose & Co
New York
$50K – – –
DIM
141
Delta Investment Management
California
$49K +$49K +11,593 New
MCA
142
Magnolia Capital Advisors
Mississippi
$47K – – –
SPIA
143
Steward Partners Investment Advisory
New York
$44K +$1.3K +309 +3%
LWP
144
Legacy Wealth Planning
Nevada
$43K -$19K -4,500 -31%
WQ
145
Wealth Quarterback
New Jersey
$34.7K -$21.6K -5,080 -38%
RFA
146
Reilly Financial Advisors
California
$30K +$4.29K +1,000 +17%
PCIA
147
Prime Capital Investment Advisors
Kansas
$30K +$30K +7,100 New
CFGS
148
Concourse Financial Group Securities
Alabama
$29K -$6.03K -1,435 -17%
ST
149
Smithfield Trust
Pennsylvania
$27K – – –
AWM
150
AllSquare Wealth Management
New York
$26K – – –
4 5
6
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