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Prospect Capital

206 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3.42% less ownership

Funds ownership: 14.8%11.38% (-3.4%)

7% less funds holding

Funds holding: 221206 (-15)

24% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 38

24% less repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 78

49% less capital invested

Capital invested by funds: $350M → $177M (-$173M)

55% less call options, than puts

Call options by funds: $2.54M | Put options by funds: $5.59M

Holders
206
Holders Change
-15
Holders Change %
-6.79%
% of All Funds
4.54%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
29
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M
Name Holding Trade Value Shares
Change
Change in
Stake
EFS
126
Essex Financial Services
Connecticut
$64K +$88.6K +15,000 New
RhumbLine Advisers
127
RhumbLine Advisers
Massachusetts
$61K +$242 +41 +0.3%
TRCT
128
Tower Research Capital (TRC)
New York
$60K -$32.2K -5,455 -28%
TC
129
TownSquare Capital
Utah
$58K -$9.37K -1,586 -10%
CAN
130
Claraphi Advisory Network
United States
$57K +$79.8K +13,520 New
Citadel Advisors
131
Citadel Advisors
Florida
$56K -$1.72M -291,481 -96%
Lido Advisors
132
Lido Advisors
California
$56K -$146K -24,672 -66%
SCA
133
Sage Capital Advisors
South Dakota
$56K -$135K -22,894 -63%
FFA
134
First Foundation Advisors
California
$55K
CA
135
Callahan Advisors
Texas
$53K
LA
136
LVW Advisors
New York
$52K
SI
137
Stephens Inc
Arkansas
$51K -$29.5K -4,999 -30%
CG
138
Colony Group
Massachusetts
$51K +$70.9K +12,000 New
XF
139
XML Financial
Maryland
$51K +$71.1K +12,033 New
Envestnet Asset Management
140
Envestnet Asset Management
Illinois
$50K -$38.5K -6,518 -36%
SRC
141
Shufro Rose & Co
New York
$50K
DIM
142
Delta Investment Management
California
$49K +$68.5K +11,593 New
MCA
143
Magnolia Capital Advisors
Mississippi
$47K
SPIA
144
Steward Partners Investment Advisory
New York
$44K +$1.82K +309 +3%
LWP
145
Legacy Wealth Planning
Nevada
$43K -$26.6K -4,500 -31%
WQ
146
Wealth Quarterback
New Jersey
$34.7K -$30K -5,080 -38%
RFA
147
Reilly Financial Advisors
California
$30K +$5.91K +1,000 +17%
PCIA
148
Prime Capital Investment Advisors
Kansas
$30K +$41.9K +7,100 New
CFGS
149
Concourse Financial Group Securities
Alabama
$29K -$8.47K -1,435 -17%
ST
150
Smithfield Trust
Pennsylvania
$27K

PSEC Hedge Fund Activity: Q1 2020 in Review

206 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q1 2020, worth a combined $177M — down 49% from $350M a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of PSEC and 29 opened new positions — a net loss of 9 holders — while 78 trimmed existing stakes and 59 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $14.5M. The largest seller was Arrowstreet Capital, cutting an estimated $20.5M.

  • 206 institutional investors held Prospect Capital (PSEC) as of Q1 2020, down from 221 in Q4 2019.
  • Funds reported $177M of Prospect Capital stock for Q1 2020, down 49% quarter-over-quarter.
  • 29 funds opened new Prospect Capital positions in Q1 2020 and 38 closed out, a net change of -9 holders.
  • The largest Prospect Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $14.5M added.
  • The largest Prospect Capital seller in Q1 2020 was Arrowstreet Capital, an estimated $20.5M sold.

Based on aggregated 13F filings for Q1 2020.