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Prospect Capital
PSEC

Overview Fund Activity

207 hedge funds and large institutions have $306M invested in Prospect Capital in 2019 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 54 increasing their positions, 73 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
207
Holders Change
-6
Holders Change %
-2.82%
% of All Funds
4.55%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
24
Increased
54
Reduced
73
Closed
30
Calls
$1.81M
Puts
$18.2M
Net Calls
-$16.4M
Net Calls Change
+$2.05M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$26.4M
2
SCM
2
Scopia Capital Management
New York
$7.15M
3
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$22M
4
Man Group
4
Man Group
United Kingdom
$2.45M
5
California Public Employees Retirement System
5
California Public Employees Retirement System
California
$5.74M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$17.4M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.93M
3
MC
3
Muzinich & Co
New York
$19M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$8.82M
5
USAA
5
United Services Automobile Association
Texas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MSAM
126
Moloney Securities Asset Management
Missouri
$118K -$22.5K -3,428 -16%
WB
127
WesBanco Bank
West Virginia
$118K – – –
QSS
128
Quantitative Systematic Strategies
Florida
$118K +$217 +33 +0.2%
IWM
129
IHT Wealth Management
Illinois
$111K +$111K +16,893 New
FDCDDQ
130
Federation des caisses Desjardins du Quebec
Quebec, Canada
$104K – – –
CIBC Asset Management
131
CIBC Asset Management
Ontario, Canada
$102K – – –
TC
132
TownSquare Capital
Utah
$100K – – –
Voloridge Investment Management
133
Voloridge Investment Management
Florida
$98K +$98K +14,913 New
CFD
134
Creative Financial Designs
Indiana
$97K -$22.1K -3,452 -19%
GCP
135
GSA Capital Partners
United Kingdom
$97K +$1.15K +175 +1%
RhumbLine Advisers
136
RhumbLine Advisers
Massachusetts
$94K +$231 +35 +0.2%
PAM
137
PVG Asset Management
Colorado
$90.5K -$684K -103,727 -88%
KLCM
138
KG&L Capital Management
Louisiana
$90K +$12.7K +1,929 +16%
FFA
139
First Foundation Advisors
California
$85K -$8.76K -1,334 -9%
FNBOMD
140
First National Bank of Mount Dora
Florida
$85K – – –
CS
141
Credit Suisse
Switzerland
$84K +$84K +12,647 New
Goldman Sachs
142
Goldman Sachs
New York
$83K +$83K +12,574 New
CA
143
Callahan Advisors
Texas
$82K – – –
Sumitomo Mitsui Trust Group
144
Sumitomo Mitsui Trust Group
Japan
$77K -$42.5K -6,431 -36%
TA
145
Tiedemann Advisors
New York
$73K – – –
AWM
146
AE Wealth Management
Kansas
$72K -$80K -12,121 -53%
SRC
147
Shufro Rose & Co
New York
$72K – – –
SFI
148
Susquehanna Fundamental Investments
Pennsylvania
$67K -$78.8K -12,000 -54%
MWP
149
MYCIO Wealth Partners
Pennsylvania
$67K – – –
TLP
150
Trinity Legacy Partners
Texas
$66K +$1.18K +183 +2%
4 5
6
7 8