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Prospect Capital
PSEC

Overview Fund Activity

213 hedge funds and large institutions have $300M invested in Prospect Capital in 2019 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 63 increasing their positions, 66 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
213
Holders Change
-8
Holders Change %
-3.62%
% of All Funds
4.63%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.09%
New
28
Increased
63
Reduced
66
Closed
33
Calls
$1.68M
Puts
$20.1M
Net Calls
-$18.4M
Net Calls Change
-$3.64M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$18.9M
2
Skandinaviska Enskilda Banken (SEB)
2
Skandinaviska Enskilda Banken (SEB)
Sweden
$6.15M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$9.33M
4
VEA
4
Virtus ETF Advisers
New York
$4.43M
5
Arrowstreet Capital
5
Arrowstreet Capital
Massachusetts
$10.5M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$22M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$11.8M
3
MC
3
Muzinich & Co
New York
$22.7M
4
PAM
4
PVG Asset Management
Colorado
$766K
5
QOP
5
Quinn Opportunity Partners
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BWM
126
BT Wealth Management
Georgia
$140K – – –
SI
127
Stephens Inc
Arkansas
$132K +$2.76K +421 +2%
MAFM
128
Mid Atlantic Financial Management
Pennsylvania
$124K +$6.53K +1,000 +6%
CFD
129
Creative Financial Designs
Indiana
$123K +$44.5K +6,722 +57%
Sumitomo Mitsui Trust Group
130
Sumitomo Mitsui Trust Group
Japan
$118K – – –
WB
131
WesBanco Bank
West Virginia
$117K – – –
QSS
132
Quantitative Systematic Strategies
Florida
$117K +$117K +17,895 New
FDCDDQ
133
Federation des caisses Desjardins du Quebec
Quebec, Canada
$103K – – –
TC
134
TownSquare Capital
Utah
$103K – – –
CIBC Asset Management
135
CIBC Asset Management
Ontario, Canada
$102K – – –
GCP
136
GSA Capital Partners
United Kingdom
$95K +$95K +14,549 New
GM
137
GeoWealth Management
Illinois
$95K +$95K +14,600 New
Bank of New York Mellon
138
Bank of New York Mellon
New York
$94K +$94K +14,340 New
FFA
139
First Foundation Advisors
California
$93K -$109K -16,666 -54%
RhumbLine Advisers
140
RhumbLine Advisers
Massachusetts
$93K +$223 +34 +0.2%
FNBOMD
141
First National Bank of Mount Dora
Florida
$84K – – –
WP
142
WealthSource Partners
California
$84K +$84K +12,900 New
MML Investors Services
143
MML Investors Services
Massachusetts
$83K -$192K -29,269 -70%
AFNAS
144
American Financial Network Advisory Services
California
$83K -$4.95K -770 -6%
CA
145
Callahan Advisors
Texas
$82K – – –
Baird Financial Group
146
Baird Financial Group
Wisconsin
$81K +$81K +12,383 New
CFGS
147
Concourse Financial Group Securities
Alabama
$76K -$2.81K -431 -4%
KLCM
148
KG&L Capital Management
Louisiana
$76K +$76K +11,735 New
TA
149
Tiedemann Advisors
New York
$73K – – –
SRC
150
Shufro Rose & Co
New York
$72K – – –
4 5
6
7 8