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Prospect Capital

216 hedge funds and large institutions have $338M invested in Prospect Capital in 2016 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 69 increasing their positions, 63 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
216
Holders Change
+12
Holders Change %
+5.88%
% of All Funds
5.77%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.11%
New
35
Increased
69
Reduced
63
Closed
18
Calls
$3.66M
Puts
$60.6M
Net Calls
-$56.9M
Net Calls Change
-$10.1M
Name Holding Trade Value Shares
Change
Shares
Change %
SFA
126
Sequoia Financial Advisors
Ohio
$223K -$42.2K -5,200 -16%
Janney Montgomery Scott
127
Janney Montgomery Scott
Pennsylvania
$223K +$223K +27,492 New
Manulife (Manufacturers Life Insurance)
128
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$220K +$46.1K +5,685 +26%
RIA
129
Regal Investment Advisors
Michigan
$219K +$8.15K +1,007 +4%
ST
130
Spot Trading
Illinois
$219K +$219K +27,000 New
PP
131
PDT Partners
New York
$214K -$367K -45,300 -63%
DC
132
Deere & Company
Illinois
$212K +$2.07K +256 +1%
SGCA
133
Steel Grove Capital Advisors
Tennessee
$212K +$6.27K +766 +3%
JPMorgan Chase & Co
134
JPMorgan Chase & Co
New York
$207K
HAG
135
HighPoint Advisor Group
Illinois
$205K +$28.6K +4,122 +16%
B
136
BancorpSouth
Mississippi
$203K
RCM
137
Radcliffe Capital Management
Pennsylvania
$194K
CS
138
Credit Suisse
Switzerland
$192K -$202K -24,986 -51%
RCA
139
Rowland Carmichael Advisors
Arizona
$184K
CIA
140
Capital Investment Advisors
Georgia
$181K -$13.8K -1,705 -7%
SWP
141
Stratos Wealth Partners
Ohio
$180K +$62.9K +7,766 +54%
Millennium Management
142
Millennium Management
New York
$176K +$176K +21,701 New
KeyBank National Association
143
KeyBank National Association
Ohio
$174K +$11.4K +1,411 +7%
TSS
144
Two Sigma Securities
New York
$174K +$174K +21,484 New
Lido Advisors
145
Lido Advisors
California
$170K
AWA
146
Arete Wealth Advisors
Illinois
$169K +$2.03K +250 +1%
CWM
147
Concert Wealth Management
California
$164K +$1.34K +165 +0.8%
RJT
148
Raymond James Trust
Florida
$162K
WP
149
WealthSource Partners
California
$159K -$50.7K -6,250 -24%
IH
150
IFC Holdings
Florida
$159K +$159K +19,824 New