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Prospect Capital

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more funds holding in top 10

Funds holding in top 10: 45 (+1)

23% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 62

3% more capital invested

Capital invested by funds: $302M → $311M (+$9.54M)

6% less funds holding

Funds holding: 217204 (-13)

39% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 28

85% less call options, than puts

Call options by funds: $8.09M | Put options by funds: $54.8M

Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.44%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
126
JP Morgan Chase
New York
$200K
QT
127
Quantbot Technologies
New York
$198K -$66.3K -8,797 -26%
B
128
BancorpSouth
Mississippi
$196K -$75.3K -10,000 -29%
VFA
129
Voya Financial Advisors
Connecticut
$196K +$49.4K +6,555 +36%
SGCA
130
Steel Grove Capital Advisors
Tennessee
$196K +$189K +25,125 New
California Public Employees Retirement System
131
California Public Employees Retirement System
California
$192K
Two Sigma Advisers
132
Two Sigma Advisers
New York
$190K -$1.22M -162,300 -87%
CIA
133
Capital Investment Advisors
Georgia
$188K -$42.2K -5,600 -19%
RCM
134
Radcliffe Capital Management
Pennsylvania
$188K
RCA
135
Rowland Carmichael Advisors
Arizona
$178K
Manulife (Manufacturers Life Insurance)
136
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$168K +$28.3K +3,764 +21%
Lido Advisors
137
Lido Advisors
California
$164K
AWA
138
Arete Wealth Advisors
Illinois
$161K -$21.1K -2,800 -12%
NL
139
NWAM LLC
Washington
$159K +$54.5K +7,237 +55%
KeyBank National Association
140
KeyBank National Association
Ohio
$157K -$1.11M -147,510 -88%
CWM
141
Concert Wealth Management
California
$157K +$71.7K +9,516 +90%
RJT
142
Raymond James Trust
Florida
$156K
Prudential Financial
143
Prudential Financial
New Jersey
$145K
GS
144
Girard Securities
California
$145K +$26.3K +3,496 +23%
TRCT
145
Tower Research Capital (TRC)
New York
$142K +$94.3K +12,527 +226%
SIC
146
Salem Investment Counselors
North Carolina
$126K
KCM
147
Kempner Capital Management
Texas
$122K
VFS
148
VSR Financial Services
Kansas
$119K -$804K -106,703 -88%
Sumitomo Mitsui Trust Group
149
Sumitomo Mitsui Trust Group
Japan
$119K -$1.94K -257 -2%
WEC
150
Winslow Evans & Crocker
Massachusetts
$117K -$10.7K -1,414 -9%

PSEC Hedge Fund Activity: Q2 2016 in Review

204 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2016, worth a combined $311M — up 3.2% from $302M a quarter earlier.

Sellers outnumbered buyers: 28 funds closed out of PSEC and 17 opened new positions — a net loss of 11 holders — while 62 trimmed existing stakes and 76 added.

The largest buyer was Bank of Montreal, adding an estimated $5.41M. The largest seller was UBS Group, cutting an estimated $11.4M.

  • 204 institutional investors held Prospect Capital (PSEC) as of Q2 2016, down from 217 in Q1 2016.
  • Funds reported $311M of Prospect Capital stock for Q2 2016, up 3.2% quarter-over-quarter.
  • 17 funds opened new Prospect Capital positions in Q2 2016 and 28 closed out, a net change of -11 holders.
  • The largest Prospect Capital buyer in Q2 2016 was Bank of Montreal, an estimated $5.41M added.
  • The largest Prospect Capital seller in Q2 2016 was UBS Group, an estimated $11.4M sold.

Based on aggregated 13F filings for Q2 2016.