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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.45%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M

Top Buyers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$32.5M
2
RIA
RPG Investment Advisory
California
$4.31M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$3.52M
4
BCM
Beck Capital Management
Texas
$3.91M
5
BG
BlackRock Group
United Kingdom
$13.9M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$8.57M
2
Two Sigma Investments
Two Sigma Investments
New York
$111K
3
Wellington Management Group
Wellington Management Group
Massachusetts
$0
4
AAM
Advisors Asset Management
Colorado
$9.19M
5
TNBTD
Trustmark National Bank Trust Department
Mississippi
$4.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
126
JPMorgan Chase & Co
New York
$200K – – –
QT
127
Quantbot Technologies
New York
$198K -$68.6K -8,797 -26%
B
128
BancorpSouth
Mississippi
$196K -$78.4K -10,000 -29%
VFA
129
Voya Financial Advisors
Connecticut
$196K +$51.6K +6,555 +36%
SGCA
130
Steel Grove Capital Advisors
Tennessee
$196K +$196K +25,125 New
California Public Employees Retirement System
131
California Public Employees Retirement System
California
$192K – – –
Two Sigma Advisers
132
Two Sigma Advisers
New York
$190K -$1.27M -162,300 -87%
CIA
133
Capital Investment Advisors
Georgia
$188K -$43.7K -5,600 -19%
RCM
134
Radcliffe Capital Management
Pennsylvania
$188K – – –
RCA
135
Rowland Carmichael Advisors
Arizona
$178K – – –
Manulife (Manufacturers Life Insurance)
136
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$168K +$29.5K +3,764 +21%
Lido Advisors
137
Lido Advisors
California
$164K – – –
AWA
138
Arete Wealth Advisors
Illinois
$161K -$21.9K -2,800 -12%
NL
139
NWAM LLC
Washington
$159K +$56.7K +7,237 +55%
KeyBank National Association
140
KeyBank National Association
Ohio
$157K -$1.15M -147,510 -88%
CWM
141
Concert Wealth Management
California
$157K +$74.4K +9,516 +90%
RJT
142
Raymond James Trust
Florida
$156K – – –
Prudential Financial
143
Prudential Financial
New Jersey
$145K – – –
GS
144
Girard Securities
California
$145K +$27.2K +3,496 +23%
TRCT
145
Tower Research Capital (TRC)
New York
$142K +$98.5K +12,527 +226%
SIC
146
Salem Investment Counselors
North Carolina
$126K – – –
KCM
147
Kempner Capital Management
Texas
$122K – – –
VFS
148
VSR Financial Services
Kansas
$119K -$834K -106,703 -88%
Sumitomo Mitsui Trust Group
149
Sumitomo Mitsui Trust Group
Japan
$119K -$2.01K -257 -2%
WEC
150
Winslow Evans & Crocker
Massachusetts
$117K -$11.1K -1,414 -9%
4 5
6
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