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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
2
Citadel Advisors
Florida
$6.66M
3
UBS Group
3
UBS Group
Switzerland
$12.7M
4
Deutsche Bank
4
Deutsche Bank
Germany
$8.42M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$8.85M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
5
Advisors Asset Management
Colorado
$3.22M
Name Market Value Shares Shares
Change 		Shares
Change %
HCM
101
Highlander Capital Management
New Jersey
$257K 39,000 – –
QT
102
Quantbot Technologies
New York
$251K 38,326 +13,144 +52%
Jane Street
103
Jane Street
New York
$244K 37,304 -167,339 -82%
PNC Financial Services Group
104
PNC Financial Services Group
Pennsylvania
$241K 36,831 +1,974 +6%
GFPC
105
Global Financial Private Capital
Florida
$238K 36,365 -4,986 -12%
Balyasny Asset Management
106
Balyasny Asset Management
Illinois
$238K 36,321 +25,306 +230%
DADC
107
D.A. Davidson & Co
Montana
$237K 36,109 -1,216 -3%
PAG
108
Private Advisor Group
New Jersey
$229K 34,906 -49,325 -59%
LA
109
Lucus Advisors
New York
$225K 34,382 -13,953 -29%
JPMorgan Chase & Co
110
JPMorgan Chase & Co
New York
$224K 34,189 +414 +1%
SW
111
SVB Wealth
Massachusetts
$223K 34,000 -25,000 -42%
AIA
112
Allegis Investment Advisors
Idaho
$223K 33,982 -2 -0%
Lido Advisors
113
Lido Advisors
California
$216K 32,985 – –
OC
114
Oppenheimer & Co
New York
$215K 32,793 +42 +0.1%
VF
115
Virtu Financial
New York
$206K 31,443 -262,887 -89%
RIA
116
Regal Investment Advisors
Michigan
$206K 31,452 -4,290 -12%
GAM
117
Gotham Asset Management
New York
$202K 30,909 +30,909 New
BRWA
118
B. Riley Wealth Advisors
Florida
$194K 29,520 +123 +0.4%
AWA
119
Arete Wealth Advisors
Illinois
$190K 28,980 -2,800 -9%
DTL
120
Dynamic Technology Lab
Singapore
$185K 28,293 +28,293 New
Envestnet Asset Management
121
Envestnet Asset Management
Illinois
$181K 28,737 +16,585 +136%
RhumbLine Advisers
122
RhumbLine Advisers
Massachusetts
$177K 27,013 +70 +0.3%
Wolverine Trading
123
Wolverine Trading
Illinois
$171K 26,071 -8,773 -25%
Citigroup
124
Citigroup
New York
$167K 25,561 +4,640 +22%
RCA
125
Rowland Carmichael Advisors
Arizona
$149K 22,710 – –
3 4
5
6 7