PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

221 hedge funds and large institutions have $347M invested in Prospect Capital in 2017 Q4 according to their latest regulatory filings, with 47 funds opening new positions, 53 increasing their positions, 86 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
221
Holders Change
+11
Holders Change %
+5.24%
% of All Funds
5.02%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
47
Increased
53
Reduced
86
Closed
35
Calls
$22.1M
Puts
$52.5M
Net Calls
-$30.3M
Net Calls Change
+$2.04M

Top Buyers

1
Two Sigma Investments
Two Sigma Investments
New York
$11.2M
2
AP
AHL Partners
United Kingdom
$10.3M
3
QOP
Quinn Opportunity Partners
Virginia
$4.51M
4
Allianz Asset Management
Allianz Asset Management
Germany
$6.55M
5
COPPSERS
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$4.04M

Top Sellers

1
Bank of Montreal
Bank of Montreal
Ontario, Canada
$16.4M
2
MC
Muzinich & Co
New York
$51.3M
3
JPMPWA
J.P. Morgan Private Wealth Advisors
California
$2.7M
4
UBS Group
UBS Group
Switzerland
$8.9M
5
Morgan Stanley
Morgan Stanley
New York
$14M
Name Holding Trade Value Shares
Change 		Shares
Change %
GFPC
101
Global Financial Private Capital
Florida
$279K +$479 +71 +0.2%
HCM
102
Highlander Capital Management
New Jersey
$263K – – –
DADC
103
D.A. Davidson & Co
Montana
$252K -$101K -14,963 -29%
RIA
104
Regal Investment Advisors
Michigan
$241K +$121K +17,906 +100%
GXMC
105
Global X Management Company
New York
$238K +$59.8K +8,878 +34%
Wolverine Trading
106
Wolverine Trading
Illinois
$235K -$33.5K -4,967 -12%
PNC Financial Services Group
107
PNC Financial Services Group
Pennsylvania
$235K -$13.4K -1,992 -5%
AIA
108
Allegis Investment Advisors
Idaho
$229K -$21.7K -3,221 -9%
JPMorgan Chase & Co
109
JPMorgan Chase & Co
New York
$228K +$77.8K +11,526 +52%
Lido Advisors
110
Lido Advisors
California
$222K – – –
AI
111
Atria Investments
North Carolina
$221K +$86.4K +12,843 +64%
OC
112
Oppenheimer & Co
New York
$220K -$152K -22,650 -41%
IH
113
IFC Holdings
Florida
$215K -$16.6K -2,488 -7%
AWA
114
Arete Wealth Advisors
Illinois
$214K -$26.9K -4,000 -11%
M&T Bank
115
M&T Bank
New York
$202K – – –
PCMC
116
Paragon Capital Management (Colorado)
Colorado
$201K -$189 -28 -0.1%
BRWA
117
B. Riley Wealth Advisors
Florida
$199K -$83.3K -12,307 -30%
CIAS
118
Capital Investment Advisory Services
North Carolina
$187K -$118K -17,500 -39%
RhumbLine Advisers
119
RhumbLine Advisers
Massachusetts
$182K +$459 +68 +0.3%
Janney Montgomery Scott
120
Janney Montgomery Scott
Pennsylvania
$171K -$421K -62,380 -71%
QT
121
Quantbot Technologies
New York
$169K -$128K -19,098 -43%
UWM
122
USAdvisors Wealth Management
Minnesota
$164K +$164K +24,300 New
D.E. Shaw & Co
123
D.E. Shaw & Co
New York
$162K -$3.73M -553,076 -96%
Squarepoint
124
Squarepoint
New York
$161K +$161K +23,869 New
TH
125
Timber Hill
Connecticut
$161K +$161K +23,915 New
3 4
5
6 7