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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $517M invested in Prospect Capital in 2017 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
218
Holders Change
+6
Holders Change %
+2.83%
% of All Funds
5.44%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
70
Reduced
69
Closed
21
Calls
$5.66M
Puts
$50.9M
Net Calls
-$45.3M
Net Calls Change
+$9.65M

Top Buyers

1
MC
1
Muzinich & Co
New York
$109M
2
BlackRock
2
BlackRock
New York
$22.4M
3
PAM
3
Panagora Asset Management
Massachusetts
$9.98M
4
California Public Employees Retirement System
4
California Public Employees Retirement System
California
$6.75M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$16.1M

Top Sellers

1
AM
1
Ares Management
California
$0
2
AFG
2
American Financial Group
Ohio
$0
3
UBS Group
3
UBS Group
Switzerland
$5.2M
4
MIAN
4
Mariner Independent Advisor Network
Kansas
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$15.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
101
Cetera Advisor Networks
California
$469K -$10.4K -1,135 -2%
MSAM
102
Moloney Securities Asset Management
Missouri
$437K -$6.19K -685 -1%
Pacer Advisors
103
Pacer Advisors
Pennsylvania
$435K +$78.8K +8,720 +22%
FFA
104
First Foundation Advisors
California
$433K – – –
MNBTD
105
Moody National Bank Trust Division
Texas
$430K – – –
OIA
106
Optimum Investment Advisors
Illinois
$416K – – –
Millennium Management
107
Millennium Management
New York
$415K +$415K +45,948 New
EFS
108
Essex Financial Services
Connecticut
$408K +$2.65K +293 +0.7%
ICOA
109
Investment Centers of America
North Dakota
$404K -$7.26K -800 -2%
SGCA
110
Steel Grove Capital Advisors
Tennessee
$390K +$14.4K +1,577 +4%
KI
111
Koch Industries
Kansas
$389K +$389K +43,079 New
CAMG
112
CWA Asset Management Group
Florida
$385K +$5.37K +593 +1%
FMBTD
113
First Midwest Bank Trust Division
Illinois
$368K +$5.52K +610 +2%
FRM
114
Fox Run Management
Connecticut
$361K +$361K +39,900 New
HCM
115
Highlander Capital Management
New Jersey
$356K – – –
AIA
116
Allegis Investment Advisors
Idaho
$338K -$69.4K -7,680 -17%
GCA
117
Gideon Capital Advisors
New York
$331K +$331K +36,593 New
ACP
118
Aviance Capital Partners
Florida
$319K -$161K -17,825 -34%
SFA
119
Sequoia Financial Advisors
Ohio
$313K -$36.1K -3,987 -10%
B
120
Bridgeworth
Alabama
$311K +$36.4K +4,000 +13%
SAM
121
Selway Asset Management
$308K -$7.09K -783 -2%
Lido Advisors
122
Lido Advisors
California
$279K -$5.49K -600 -2%
M&T Bank
123
M&T Bank
New York
$271K -$1.31K -145 -0.5%
SCM
124
Shelton Capital Management
Colorado
$271K +$271K +30,000 New
Janney Montgomery Scott
125
Janney Montgomery Scott
Pennsylvania
$256K +$16.5K +1,829 +7%
3 4
5
6 7