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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $409M invested in Prospect Capital in 2015 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 35 closing their positions.

Holders
204
Holders Change
-18
Holders Change %
-8.11%
% of All Funds
5.5%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
21
Increased
80
Reduced
66
Closed
35
Calls
$1.75M
Puts
$10M
Net Calls
-$8.25M
Net Calls Change
-$2.9M

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$31.2M
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$10.6M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$9.13M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$7.12M
5
Morgan Stanley
5
Morgan Stanley
New York
$21M

Top Sellers

1
MSE
1
MUFG Securities EMEA
United Kingdom
$0
2
UBS Group
2
UBS Group
Switzerland
$50.7M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
SC
4
Selz Capital
New York
$442K
5
TFMS
5
Trust & Fiduciary Management Services
Massachusetts
$4.12M
Name Holding Trade Value Shares
Change 		Shares
Change %
ANRIA
101
American National Registered Investment Advisor
Texas
$403K – – –
ICOA
102
Investment Centers of America
North Dakota
$391K -$23.4K -3,158 -6%
IAS
103
IMA Advisory Services
Colorado
$389K -$14.2K -1,930 -4%
Goldman Sachs
104
Goldman Sachs
New York
$381K -$2.21M -299,694 -85%
HCM
105
Highlander Capital Management
New Jersey
$375K -$14.7K -2,000 -4%
MNBTD
106
Moody National Bank Trust Division
Texas
$351K – – –
GAM
107
Gotham Asset Management
New York
$342K +$109K +14,729 +47%
DC
108
Davenport & Co
Virginia
$327K -$25.3K -3,428 -7%
MFS
109
MSI Financial Services
Massachusetts
$313K +$63.4K +8,584 +25%
Walleye Trading
110
Walleye Trading
New York
$313K +$313K +42,404 New
M&T Bank
111
M&T Bank
New York
$302K -$9.62K -1,305 -3%
CA
112
Cetera Advisors
Colorado
$297K -$20.6K -2,807 -6%
AL
113
Airain Ltd
Guernsey
$295K -$194K -26,388 -40%
Bank of New York Mellon
114
Bank of New York Mellon
New York
$289K -$111K -15,000 -28%
DADC
115
D.A. Davidson & Co
Montana
$271K -$13.8K -1,872 -5%
Jane Street
116
Jane Street
New York
$267K +$267K +36,268 New
FAAS
117
First Allied Advisory Services
California
$261K -$10K -1,368 -4%
CIA
118
Capital Investment Advisors
Georgia
$255K -$16.2K -2,200 -6%
DC
119
Deere & Company
Illinois
$243K +$89K +12,065 +58%
AI
120
Atria Investments
North Carolina
$240K -$7.4K -1,003 -3%
PAG
121
Private Advisor Group
New Jersey
$240K +$113K +15,399 +90%
WEC
122
Winslow Evans & Crocker
Massachusetts
$240K -$194K -26,296 -45%
ACP
123
Aviance Capital Partners
Florida
$237K -$51.7K -7,025 -18%
CIC
124
Chilton Investment Company
Connecticut
$232K – – –
NPC
125
National Planning Corporation
California
$225K -$45.3K -6,160 -17%
3 4
5
6 7