IMA Advisory Services’s Prospect Capital PSEC Stock Holding History

IMA Advisory Services’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-13,150	Closed	-$94K	–	131
2015 Q3	$94K	Sell	13,150 -39,620	-75%	-$295K	0.06%	120
2015 Q2	$389K	Sell	52,770 -1,930	-4%	-$15.5K	0.19%	97
2015 Q1	$462K	Buy	54,700 +5,680	+12%	+$48.5K	0.22%	94
2014 Q4	$405K	Sell	49,020 -1,950	-4%	-$18K	0.21%	98
2014 Q3	$505K	Sell	50,970 -250	-0.5%	-$2.64K	0.24%	105
2014 Q2	$544K	Buy	+51,220	New	+$532K	0.25%	102

Other funds holding PSEC

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

JMPWA

JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

IMA Advisory Services's PSEC Position: Q4 2015 in Review

IMA Advisory Services sold out of Prospect Capital (PSEC) in Q4 2015, closing a stake of 13,150 shares — an estimated $94K sold.

IMA Advisory Services first reported a position in PSEC in Q2 2014 and held it in 6 quarters. The position peaked at $544K in Q2 2014. 206 funds tracked by Wall St. Rank hold PSEC as of Q4 2015.

IMA Advisory Services reported no remaining Prospect Capital position as of Q4 2015 after selling out during the quarter.
IMA Advisory Services sold 13,150 Prospect Capital shares in Q4 2015, an estimated $94K.
IMA Advisory Services first reported a position in Prospect Capital in Q2 2014 and held it in 6 quarters.
IMA Advisory Services's Prospect Capital position peaked at $544K in Q2 2014.
206 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2015.

Based on IMA Advisory Services's 13F filing for Q4 2015, filed 8 Dec 2016.