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Prospect Capital
PSEC

Overview Fund Activity

203 hedge funds and large institutions have $796M invested in Prospect Capital in 2013 Q2 according to their latest regulatory filings, with 203 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
203
Holders Change
+203
Holders Change %
–
% of All Funds
6.63%
Holding in Top 10
5
Holding in Top 10 Change
+5
Holding in Top 10 Change %
%
% of All Funds
0.16%
New
203
Increased
–
Reduced
–
Closed
–
Calls
$695K
Puts
$2.59M
Net Calls
-$1.9M
Net Calls Change
-$1.9M

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Shares
Change %
Nisa Investment Advisors
101
Nisa Investment Advisors
Missouri
$731K +$731K +67,700 New
SIC
102
Salem Investment Counselors
North Carolina
$728K +$728K +67,420 New
CCB
103
Cutter & Co Brokerage
Missouri
$717K +$717K +66,376 New
CPS
104
Counsel Portfolio Services
Ontario, Canada
$699K +$699K +64,700 New
T. Rowe Price Associates
105
T. Rowe Price Associates
Maryland
$699K +$699K +64,700 New
Acadian Asset Management
106
Acadian Asset Management
Massachusetts
$699K +$699K +64,700 New
Massachusetts Financial Services
107
Massachusetts Financial Services
Massachusetts
$684K +$684K +63,370 New
LCM
108
Logan Capital Management
Pennsylvania
$657K +$657K +57,658 New
NPC
109
National Planning Corporation
California
$641K +$641K +59,071 New
RJA
110
Raymond James & Associates
Florida
$619K +$619K +57,352 New
CEP
111
Chicago Equity Partners
Illinois
$575K +$575K +53,250 New
HCM
112
Highlander Capital Management
New Jersey
$572K +$572K +53,000 New
DnB Asset Management
113
DnB Asset Management
Norway
$567K +$567K +52,500 New
SO
114
STRS Ohio
Ohio
$557K +$557K +51,600 New
PP
115
PDT Partners
New York
$555K +$555K +51,402 New
DCM
116
Dialectic Capital Management
Connecticut
$540K +$540K +50,000 New
HighTower Advisors
117
HighTower Advisors
Illinois
$534K +$534K +49,466 New
Susquehanna International Group
118
Susquehanna International Group
Pennsylvania
$529K +$529K +48,944 New
MIG
119
Mariner Investment Group
New York
$514K +$514K +47,550 New
PA
120
Profund Advisors
Maryland
$514K +$514K +47,626 New
Group One Trading
121
Group One Trading
Illinois
$484K +$484K +44,817 New
OC
122
Oppenheimer & Co
New York
$476K +$476K +44,099 New
Creative Planning
123
Creative Planning
Kansas
$472K +$472K +43,716 New
CIM
124
Confluence Investment Management
Missouri
$456K +$456K +42,202 New
HFS
125
HL Financial Services
Kentucky
$442K +$442K +40,941 New
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5
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