Profund Advisors’s Prospect Capital PSEC Stock Holding History

Profund Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-21,000	Closed	-$227K	–	1591
2014 Q1	$227K	Sell	21,000 -141,749	-87%	-$1.57M	0.01%	1380
2013 Q4	$1.83M	Buy	162,749 +56,657	+53%	+$638K	0.08%	201
2013 Q3	$1.19M	Buy	106,092 +58,466	+123%	+$649K	0.06%	345
2013 Q2	$514K	Buy	+47,626	New	+$510K	0.04%	612

Other funds holding PSEC

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return

Profund Advisors's PSEC Position: Q2 2014 in Review

Profund Advisors sold out of Prospect Capital (PSEC) in Q2 2014, closing a stake of 21,000 shares — an estimated $227K sold.

Profund Advisors first reported a position in PSEC in Q2 2013 and held it in 4 quarters. The position peaked at $1.83M in Q4 2013. 227 funds tracked by Wall St. Rank hold PSEC as of Q2 2014.

Profund Advisors reported no remaining Prospect Capital position as of Q2 2014 after selling out during the quarter.
Profund Advisors sold 21,000 Prospect Capital shares in Q2 2014, an estimated $227K.
Profund Advisors first reported a position in Prospect Capital in Q2 2013 and held it in 4 quarters.
Profund Advisors's Prospect Capital position peaked at $1.83M in Q4 2013.
227 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2014.

Based on Profund Advisors's 13F filing for Q2 2014, filed 8 Aug 2014.