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Confluence Investment Management’s Prospect Capital PSEC Stock Holding History

Confluence Investment Management’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-19,539
Closed -$218K – 267
2013
Q3 		$218K Sell
19,539
-22,663
-54% -$252K 0.01% 252
2013
Q2 		$456K Buy
+42,202
New +$452K 0.03% 203

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BFA
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State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
DFG
Delphi Financial Group Wilmington, Delaware $222M AUM 11.28% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
CNB
City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Confluence Investment Management's PSEC Position: Q4 2013 in Review

Confluence Investment Management sold out of Prospect Capital (PSEC) in Q4 2013, closing a stake of 19,539 shares — an estimated $218K sold.

Confluence Investment Management first reported a position in PSEC in Q2 2013 and held it in 2 quarters. The position peaked at $456K in Q2 2013. 235 funds tracked by Wall St. Rank hold PSEC as of Q4 2013.

  • Confluence Investment Management reported no remaining Prospect Capital position as of Q4 2013 after selling out during the quarter.
  • Confluence Investment Management sold 19,539 Prospect Capital shares in Q4 2013, an estimated $218K.
  • Confluence Investment Management first reported a position in Prospect Capital in Q2 2013 and held it in 2 quarters.
  • Confluence Investment Management's Prospect Capital position peaked at $456K in Q2 2013.
  • 235 funds tracked by Wall St. Rank held Prospect Capital as of Q4 2013.

Based on Confluence Investment Management's 13F filing for Q4 2013, filed 4 Feb 2014.