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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
2
Citadel Advisors
Florida
$6.66M
3
UBS Group
3
UBS Group
Switzerland
$12.7M
4
Man Group
4
Man Group
United Kingdom
$2.84M
5
Deutsche Bank
5
Deutsche Bank
Germany
$8.42M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
5
Advisors Asset Management
Colorado
$3.22M
Name Market Value Shares Shares
Change 		Shares
Change %
CAN
76
Cetera Advisor Networks
California
$479K 72,213 -14,680 -17%
FIM
77
Freedom Investment Management
Connecticut
$476K 72,704 -366,122 -83%
CA
78
Cetera Advisors
Colorado
$471K 71,390 +4,500 +7%
IA
79
IFP Advisors
Florida
$468K 69,434 – –
PC
80
Pomelo Capital
New York
$449K 68,600 -156,400 -70%
SG Americas Securities
81
SG Americas Securities
New York
$432K 65,909 +800 +1%
HighTower Advisors
82
HighTower Advisors
Illinois
$427K 64,802 -14,529 -18%
ACS
83
Archford Capital Strategies
Illinois
$420K 61,761 +3,780 +7%
DC
84
Davenport & Co
Virginia
$392K 59,855 -1,800 -3%
PFS
85
Prospera Financial Services
Texas
$374K 56,600 -3,200 -5%
FFA
86
First Foundation Advisors
California
$353K 53,947 – –
FAAS
87
First Allied Advisory Services
California
$341K 51,898 -10,910 -17%
BCM
88
Bayesian Capital Management
New York
$339K 51,700 +51,700 New
KI
89
Koch Industries
Kansas
$335K 51,190 +30,220 +144%
TH
90
Timber Hill
Connecticut
$330K 50,315 +26,400 +110%
AG
91
Aperio Group
California
$319K 48,696 -14,045 -22%
GWM
92
Geneos Wealth Management
Colorado
$308K 47,162 -13,014 -22%
MML Investors Services
93
MML Investors Services
Massachusetts
$301K 46,010 -73,196 -61%
OIA
94
Optimum Investment Advisors
Illinois
$301K 46,000 – –
AI
95
Atria Investments
North Carolina
$301K 45,969 +13,137 +40%
Bank of Montreal
96
Bank of Montreal
Ontario, Canada
$298K 45,500 -2,386,000 -98%
Tudor Investment Corp
97
Tudor Investment Corp
Connecticut
$295K 45,022 +45,022 New
MSAM
98
Moloney Securities Asset Management
Missouri
$293K 44,751 -3,344 -7%
SB
99
Suntrust Banks
Georgia
$291K 44,400 – –
GXMC
100
Global X Management Company
New York
$260K 39,761 +4,427 +13%
2 3
4
5 6