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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.45%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$32.5M
2
RIA
2
RPG Investment Advisory
California
$4.31M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$3.52M
4
BCM
4
Beck Capital Management
Texas
$3.91M
5
BG
5
BlackRock Group
United Kingdom
$13.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$8.57M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$111K
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$0
4
AAM
4
Advisors Asset Management
Colorado
$9.19M
5
TNBTD
5
Trustmark National Bank Trust Department
Mississippi
$4.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
ACS
76
Archford Capital Strategies
Illinois
$581K +$59.5K +7,608 +11%
AOWM
77
Alpha Omega Wealth Management
Virginia
$573K +$7.71K +985 +1%
PP
78
PDT Partners
New York
$561K -$1.03M -131,430 -65%
C
79
CFO4Life
Texas
$556K -$7.98K -1,020 -1%
PAG
80
Private Advisor Group
New Jersey
$549K +$360K +45,939 +190%
GWM
81
Geneos Wealth Management
Colorado
$531K -$3.48K -446 -0.7%
NPC
82
National Planning Corporation
California
$528K +$242K +29,100 +84%
SB
83
Suntrust Banks
Georgia
$503K – – –
Capital Fund Management (CFM)
84
Capital Fund Management (CFM)
France
$486K -$206K -26,378 -30%
OC
85
Oppenheimer & Co
New York
$468K -$3.64K -464 -0.8%
BRWA
86
B. Riley Wealth Advisors
Florida
$459K -$76K -15,338 -14%
JIR
87
James Investment Research
Ohio
$439K +$439K +56,180 New
ANRIA
88
American National Registered Investment Advisor
Texas
$428K – – –
CAN
89
Cetera Advisor Networks
California
$406K +$11.2K +1,411 +3%
Ameriprise
90
Ameriprise
Minnesota
$396K -$432K -55,158 -52%
Bank of New York Mellon
91
Bank of New York Mellon
New York
$393K +$25.6K +3,275 +7%
CS
92
Credit Suisse
Switzerland
$381K -$242K -30,938 -39%
FFA
93
First Foundation Advisors
California
$376K +$23.4K +3,000 +7%
MNBTD
94
Moody National Bank Trust Division
Texas
$372K – – –
CAMG
95
CWA Asset Management Group
Florida
$372K +$6.85K +875 +2%
CA
96
Cetera Advisors
Colorado
$371K +$103K +13,056 +38%
ASN
97
Advisory Services Network
Georgia
$371K +$119K +15,156 +47%
AG
98
Aperio Group
California
$365K -$9.54K -1,218 -3%
ICOA
99
Investment Centers of America
North Dakota
$362K -$59.8K -7,608 -14%
OIA
100
Optimum Investment Advisors
Illinois
$360K – – –
2 3
4
5 6