PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

206 hedge funds and large institutions have $346M invested in Prospect Capital in 2015 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 86 increasing their positions, 57 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
206
Holders Change
-3
Holders Change %
-1.44%
% of All Funds
5.41%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.11%
New
29
Increased
86
Reduced
57
Closed
31
Calls
$3.34M
Puts
$12.4M
Net Calls
-$9.04M
Net Calls Change
-$2.89M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$28.1M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$10.2M
3
LPL Financial
3
LPL Financial
California
$4.77M
4
Millennium Management
4
Millennium Management
New York
$2.36M
5
Wellington Management Group
5
Wellington Management Group
Massachusetts
$11.6M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$16.4M
2
SCM
2
Scopia Capital Management
New York
$698K
3
Deutsche Bank
3
Deutsche Bank
Germany
$11.9M
4
PAM
4
PVG Asset Management
Colorado
$5.11M
5
HSBC Holdings
5
HSBC Holdings
United Kingdom
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
BRWA
76
B. Riley Wealth Advisors
Florida
$824K -$48.3K -6,908 -6%
TFCM
77
Taylor Frigon Capital Management
Arizona
$808K +$174K +24,938 +27%
HFS
78
HL Financial Services
Kentucky
$803K +$66.7K +9,554 +9%
SW
79
SVB Wealth
Massachusetts
$738K +$3.49K +500 +0.5%
MIAN
80
Mariner Independent Advisor Network
Kansas
$719K +$119K +17,102 +20%
SCM
81
Scopia Capital Management
New York
$698K -$15.1M -2,157,073 -96%
MNA
82
Manning & Napier Advisors
New York
$695K +$6.32K +907 +0.9%
CPSAC
83
Chas P. Smith & Associates (CPS)
Florida
$679K -$122K -17,470 -15%
ANI
84
American National Insurance
Texas
$655K – – –
Allianz Asset Management
85
Allianz Asset Management
Germany
$647K +$157K +22,419 +32%
AG
86
Aperio Group
California
$644K +$131K +18,826 +26%
SG Americas Securities
87
SG Americas Securities
New York
$637K -$350K -50,100 -35%
FIM
88
Freedom Investment Management
Connecticut
$636K +$610K +87,334 +2,333%
ACS
89
Archford Capital Strategies
Illinois
$613K +$605K +73,343 +7,334%
MFS
90
MSI Financial Services
Massachusetts
$603K +$505K +72,304 +514%
BW
91
Bison Wealth
Georgia
$595K -$386K -56,095 -39%
Ameriprise
92
Ameriprise
Minnesota
$568K +$234K +33,445 +70%
RIL
93
Rothschild Investment LLC
Illinois
$536K +$286K +41,000 +115%
EGA
94
Eagle Global Advisors
Texas
$506K +$78.3K +11,230 +18%
Bank of New York Mellon
95
Bank of New York Mellon
New York
$504K +$171K +24,574 +52%
IA
96
IFP Advisors
Florida
$497K +$497K +71,170 New
AOWM
97
Alpha Omega Wealth Management
Virginia
$486K +$486K +69,679 New
PI
98
PineBridge Investments
New York
$467K +$69.3K +9,935 +17%
ICOA
99
Investment Centers of America
North Dakota
$463K +$9.57K +1,399 +2%
SB
100
Suntrust Banks
Georgia
$449K -$160 -23 -0%
2 3
4
5 6