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Prospect Capital

193 hedge funds and large institutions have $257M invested in Prospect Capital in 2021 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 79 increasing their positions, 49 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
193
Holders Change
-8
Holders Change %
-3.98%
% of All Funds
3.39%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
19
Increased
79
Reduced
49
Closed
27
Calls
$7.8M
Puts
$5.03M
Net Calls
+$2.77M
Net Calls Change
+$1.3M
Name Holding Trade Value Shares
Change
Shares
Change %
APW
51
Aurora Private Wealth
New Jersey
$648K +$54 +7 +0%
SBIA
52
Sheaff Brock Investment Advisors
Indiana
$632K +$81.1K +10,545 +15%
VEA
53
Virtus ETF Advisers
New York
$606K +$44.6K +5,789 +8%
PFS
54
Prospera Financial Services
Texas
$593K
AWM
55
AE Wealth Management
Kansas
$593K +$165K +21,389 +38%
SGI
56
Summit Global Investments
Utah
$578K
SSA
57
Schonfeld Strategic Advisors
New York
$566K +$453K +58,960 +403%
Ameriprise
58
Ameriprise
Minnesota
$553K +$8.95K +1,163 +2%
CF
59
Centaurus Financial
California
$534K -$13.9K -1,800 -3%
AWA
60
Arkadios Wealth Advisors
Georgia
$533K +$40.9K +5,310 +8%
KAS
61
Kestra Advisory Services
Texas
$482K +$91.5K +11,880 +23%
IAA
62
Independent Advisor Alliance
North Carolina
$474K +$33.8K +4,391 +8%
APA
63
American Portfolios Advisors
New York
$452K +$16.8K +2,187 +4%
Bank of Montreal
64
Bank of Montreal
Ontario, Canada
$444K -$22.8K -2,851 -5%
VF
65
Virtu Financial
New York
$443K -$1.42M -184,544 -76%
Goldman Sachs
66
Goldman Sachs
New York
$435K +$204K +26,508 +88%
HI
67
Harbour Investments
Wisconsin
$434K -$8.65K -1,122 -2%
RBFC
68
Roman Butler Fullerton & Co
Missouri
$432K +$7.52K +912 +2%
William Blair & Company
69
William Blair & Company
Illinois
$419K +$15.4K +2,000 +4%
TFA
70
Teamwork Financial Advisors
Texas
$410K +$145K +18,771 +54%
BCP
71
Berkeley Capital Partners
Georgia
$387K
CC
72
Corsicana & Co
Texas
$385K
Citadel Advisors
73
Citadel Advisors
Florida
$369K -$2.13M -276,349 -85%
EGA
74
Eagle Global Advisors
Texas
$365K -$327K -42,550 -47%
AWM
75
Apollon Wealth Management
South Carolina
$361K