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Prospect Capital
PSEC

Overview Fund Activity

191 hedge funds and large institutions have $267M invested in Prospect Capital in 2021 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 62 increasing their positions, 56 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
191
Holders Change
-8
Holders Change %
-4.02%
% of All Funds
3.36%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
62
Reduced
56
Closed
30
Calls
$7.44M
Puts
$6.13M
Net Calls
+$1.31M
Net Calls Change
+$4.47M

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$10.1M
2
IAIM
2
International Assets Investment Management
Florida
$2.8M
3
Group One Trading
3
Group One Trading
Illinois
$2.06M
4
CAM
4
Concorde Asset Management
Michigan
$1.17M
5
LPL Financial
5
LPL Financial
California
$4.17M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$3.25M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$49.1M
4
Invesco
4
Invesco
Georgia
$15.6M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
EGA
51
Eagle Global Advisors
Texas
$670K +$337K +43,920 +101%
JPMorgan Chase & Co
52
JPMorgan Chase & Co
New York
$664K -$19.7K -2,566 -3%
Canada Life
53
Canada Life
Manitoba, Canada
$631K -$189K -24,830 -23%
APW
54
Aurora Private Wealth
New Jersey
$617K +$7.65K +997 +1%
VCWA
55
Vanguard Capital Wealth Advisors
Colorado
$606K -$9.82K -1,233 -2%
SGI
56
Summit Global Investments
Utah
$575K +$575K +75,000 New
Bank of America
57
Bank of America
North Carolina
$562K +$55.6K +7,239 +11%
PFS
58
Prospera Financial Services
Texas
$552K -$19.3K -2,515 -3%
CF
59
Centaurus Financial
California
$547K – – –
SBIA
60
Sheaff Brock Investment Advisors
Indiana
$541K -$119K -15,521 -18%
CP
61
Camelot Portfolios
Ohio
$524K -$479K -62,506 -48%
Ameriprise
62
Ameriprise
Minnesota
$500K -$36K -4,692 -7%
IAA
63
Independent Advisor Alliance
North Carolina
$496K -$89.2K -11,626 -15%
Creative Planning
64
Creative Planning
Kansas
$492K +$22.5K +2,932 +5%
AWA
65
Arkadios Wealth Advisors
Georgia
$490K -$35.3K -4,610 -7%
Mackenzie Financial
66
Mackenzie Financial
Ontario, Canada
$490K +$490K +63,844 New
VEA
67
Virtus ETF Advisers
New York
$465K -$242K -31,463 -34%
HI
68
Harbour Investments
Wisconsin
$461K +$461K +60,120 New
APA
69
American Portfolios Advisors
New York
$458K +$145K +18,918 +46%
FIM
70
Freedom Investment Management
Connecticut
$454K +$454K +59,137 New
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
$444K – – –
HighTower Advisors
72
HighTower Advisors
Illinois
$444K +$184K +24,762 +71%
SFI
73
Susquehanna Fundamental Investments
Pennsylvania
$407K +$134K +17,421 +49%
SWP
74
Stratos Wealth Partners
Ohio
$401K -$11.1K -1,441 -3%
RBFC
75
Roman Butler Fullerton & Co
Missouri
$394K +$8.03K +1,004 +2%
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3
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