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Prospect Capital
PSEC

Overview Fund Activity

224 hedge funds and large institutions have $381M invested in Prospect Capital in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 20 closing their positions.

Holders
224
Holders Change
+8
Holders Change %
+3.7%
% of All Funds
5.13%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
29
Increased
70
Reduced
69
Closed
20
Calls
$3.57M
Puts
$24.9M
Net Calls
-$21.3M
Net Calls Change
-$2.89M

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$20.3M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$18.4M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$11.9M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$5.66M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$6.18M

Top Sellers

1
MC
1
Muzinich & Co
New York
$36.9M
2
Deutsche Bank
2
Deutsche Bank
Germany
$8.71M
3
AM
3
Ares Management
California
$0
4
Invesco
4
Invesco
Georgia
$16.2M
5
QOP
5
Quinn Opportunity Partners
Virginia
$4.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
GH
51
GAM Holding
Switzerland
$1.3M +$681K +92,947 +110%
DnB Asset Management
52
DnB Asset Management
Norway
$1.3M -$111K -15,100 -8%
Group One Trading
53
Group One Trading
Illinois
$1.29M +$1.29M +176,335 New
SCA
54
SMH Capital Advisors
Texas
$1.13M +$40.3K +5,494 +4%
GCP
55
GSA Capital Partners
United Kingdom
$1.12M -$692K -94,427 -38%
Man Group
56
Man Group
United Kingdom
$1.09M -$716K -97,711 -40%
SBIA
57
Sheaff Brock Investment Advisors
Indiana
$1.03M – – –
Wells Fargo
58
Wells Fargo
California
$1.02M +$150K +20,499 +17%
RJA
59
Raymond James & Associates
Florida
$1.01M +$225K +30,692 +29%
VCWA
60
Vanguard Capital Wealth Advisors
Colorado
$968K +$8.85K +1,207 +0.9%
AIMCA
61
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$961K – – –
CCA
62
Catalyst Capital Advisors
New York
$930K – – –
GAMC
63
Garner Asset Management Corp
Texas
$914K -$4.03K -550 -0.4%
Stifel Financial
64
Stifel Financial
Missouri
$911K -$11.5K -1,585 -1%
TFCM
65
Taylor Frigon Capital Management
Arizona
$905K +$1.03K +140 +0.1%
SPC
66
Sigma Planning Corp
Michigan
$890K +$13K +1,781 +1%
DC
67
Davenport & Co
Virginia
$880K +$443K +60,500 +102%
SB
68
Suntrust Banks
Georgia
$875K +$550K +75,000 +169%
Royal Bank of Canada
69
Royal Bank of Canada
Ontario, Canada
$830K -$15.5K -2,113 -2%
SGCA
70
Steel Grove Capital Advisors
Tennessee
$829K +$10.7K +1,453 +1%
TNBTD
71
Trustmark National Bank Trust Department
Mississippi
$791K – – –
Ameriprise
72
Ameriprise
Minnesota
$777K -$33.4K -4,554 -4%
Aberdeen Group
73
Aberdeen Group
United Kingdom
$734K +$184K +25,000 +33%
WS
74
Wedbush Securities
California
$733K -$40.9K -5,583 -5%
CIBC World Market
75
CIBC World Market
Ontario, Canada
$616K -$194K -26,480 -24%
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