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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.45%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$32.5M
2
RIA
2
RPG Investment Advisory
California
$4.31M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$3.52M
4
BCM
4
Beck Capital Management
Texas
$3.91M
5
BG
5
BlackRock Group
United Kingdom
$13.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$8.57M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$111K
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$0
4
AAM
4
Advisors Asset Management
Colorado
$9.19M
5
TNBTD
5
Trustmark National Bank Trust Department
Mississippi
$4.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
51
Raymond James & Associates
Florida
$1.22M +$193K +24,641 +19%
CIBC World Market
52
CIBC World Market
Ontario, Canada
$1.17M -$113K -14,422 -9%
CIM
53
Cambria Investment Management
California
$1.14M -$115K -14,731 -9%
WA
54
WFG Advisors
Texas
$1.11M +$96.8K +12,382 +10%
VKH
55
Virtu KCG Holdings
New York
$1.1M +$743K +95,006 +207%
SMH
56
Sanders Morris Harris
Texas
$1.06M -$127K -16,210 -11%
Stifel Financial
57
Stifel Financial
Missouri
$1.06M +$107K +13,661 +11%
Citadel Advisors
58
Citadel Advisors
Florida
$1.04M -$35.7K -4,569 -3%
DnB Asset Management
59
DnB Asset Management
Norway
$1.03M +$56.6K +7,200 +6%
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$955K +$554K +70,803 +138%
TFCM
61
Taylor Frigon Capital Management
Arizona
$916K +$11.1K +1,418 +1%
SCM
62
Scopia Capital Management
New York
$815K -$455K -58,162 -36%
SW
63
SVB Wealth
Massachusetts
$807K -$7.82K -1,000 -1%
DC
64
Davenport & Co
Virginia
$772K -$158K -20,234 -17%
ANI
65
American National Insurance
Texas
$734K – – –
RIL
66
Rothschild Investment LLC
Illinois
$712K – – –
MFS
67
MSI Financial Services
Massachusetts
$699K -$797 -102 -0.1%
IA
68
IFP Advisors
Florida
$695K +$568K +72,571 +447%
MNA
69
Manning & Napier Advisors
New York
$686K -$93K -11,918 -12%
FIM
70
Freedom Investment Management
Connecticut
$669K +$52.7K +6,744 +9%
PI
71
PineBridge Investments
New York
$657K +$21K +2,680 +3%
SG Americas Securities
72
SG Americas Securities
New York
$614K +$7.5K +959 +1%
SG
73
Societe Generale
$614K +$614K +78,475 New
EGA
74
Eagle Global Advisors
Texas
$606K +$39K +4,990 +7%
FAAS
75
First Allied Advisory Services
California
$606K +$283K +36,226 +88%
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