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Prospect Capital
PSEC

Overview Fund Activity

217 hedge funds and large institutions have $302M invested in Prospect Capital in 2016 Q1 according to their latest regulatory filings, with 36 funds opening new positions, 62 increasing their positions, 77 reducing their positions, and 23 closing their positions.

Holders
217
Holders Change
+11
Holders Change %
+5.34%
% of All Funds
5.79%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
36
Increased
62
Reduced
77
Closed
23
Calls
$8.94M
Puts
$41.7M
Net Calls
-$32.8M
Net Calls Change
-$23.8M

Top Buyers

1
Barclays
1
Barclays
United Kingdom
$7M
2
AL
2
Airain Ltd
Guernsey
$2.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$8.03M
4
UBS Group
4
UBS Group
Switzerland
$19M
5
PP
5
PDT Partners
New York
$1.48M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$5.22M
2
CS
2
Credit Suisse
Switzerland
$580K
3
MP
3
Mangrove Partners
Connecticut
$0
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$6.87M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.89M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
51
Scopia Capital Management
New York
$1.18M +$453K +62,356 +62%
CIM
52
Cambria Investment Management
California
$1.17M -$119K -16,360 -9%
Macquarie Group
53
Macquarie Group
Australia
$1.16M +$1.16M +159,200 New
Robeco Institutional Asset Management
54
Robeco Institutional Asset Management
Netherlands
$1.14M +$12.9K +1,776 +1%
Citadel Advisors
55
Citadel Advisors
Florida
$997K -$992K -136,534 -50%
SPC
56
Sigma Planning Corp
Michigan
$985K +$62.9K +8,650 +7%
RJA
57
Raymond James & Associates
Florida
$954K +$89.6K +12,325 +10%
WA
58
WFG Advisors
Texas
$940K +$73.2K +10,064 +8%
DnB Asset Management
59
DnB Asset Management
Norway
$902K -$24K -3,300 -3%
VFS
60
VSR Financial Services
Kansas
$886K -$29.1K -4,000 -3%
Stifel Financial
61
Stifel Financial
Missouri
$883K +$10.7K +1,473 +1%
DC
62
Davenport & Co
Virginia
$865K -$36.4K -5,000 -4%
TFCM
63
Taylor Frigon Capital Management
Arizona
$842K -$2.15K -295 -0.3%
HFS
64
HL Financial Services
Kentucky
$783K -$53.4K -7,346 -6%
Ameriprise
65
Ameriprise
Minnesota
$769K +$178K +24,407 +30%
SW
66
SVB Wealth
Massachusetts
$758K -$10.9K -1,500 -1%
SCM
67
Summit Capital Management
Washington
$732K -$3.77M -518,040 -84%
MNA
68
Manning & Napier Advisors
New York
$725K – – –
ANI
69
American National Insurance
Texas
$682K – – –
Allianz Asset Management
70
Allianz Asset Management
Germany
$681K +$8.11K +1,115 +1%
RIL
71
Rothschild Investment LLC
Illinois
$662K +$104K +14,246 +19%
MFS
72
MSI Financial Services
Massachusetts
$651K +$22.9K +3,147 +4%
Capital Fund Management (CFM)
73
Capital Fund Management (CFM)
France
$643K +$320K +43,990 +99%
BRWA
74
B. Riley Wealth Advisors
Florida
$615K -$57.2K -10,044 -9%
PI
75
PineBridge Investments
New York
$591K +$105K +14,427 +22%
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