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Prospect Capital
PSEC

Overview Fund Activity

235 hedge funds and large institutions have $993M invested in Prospect Capital in 2013 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 122 increasing their positions, 53 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
235
Holders Change
+16
Holders Change %
+7.31%
% of All Funds
6.83%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.12%
New
38
Increased
122
Reduced
53
Closed
20
Calls
$1.26M
Puts
$2.52M
Net Calls
-$1.26M
Net Calls Change
+$176K

Top Buyers

1
DFG
1
Delphi Financial Group
Delaware
$35.2M
2
CNB
2
City National Bank
California
$21.1M
3
BFA
3
BlackRock Fund Advisors
California
$173M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$12.2M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$10.5M

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$1.44M
2
Deutsche Bank
2
Deutsche Bank
Germany
$12.5M
3
CIBC World Market
3
CIBC World Market
Ontario, Canada
$0
4
PFC
4
Phocas Financial Corp
California
$0
5
MPM
5
Meritage Portfolio Management
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TPSF
51
Texas Permanent School Fund
Texas
$3.36M +$270K +24,041 +9%
Comerica Bank
52
Comerica Bank
Texas
$3.33M +$69.7K +6,217 +2%
New York State Teachers Retirement System (NYSTRS)
53
New York State Teachers Retirement System (NYSTRS)
New York
$3.27M +$279K +24,850 +9%
Wells Fargo
54
Wells Fargo
California
$3.05M +$88K +7,844 +3%
LPL Financial
55
LPL Financial
California
$2.95M +$417K +37,209 +16%
DVM
56
Dreman Value Management
Florida
$2.69M +$144K +12,782 +6%
PPA
57
Parametric Portfolio Associates
Washington
$2.65M +$300K +26,703 +13%
Swiss National Bank
58
Swiss National Bank
Switzerland
$2.62M +$268K +23,900 +11%
ASRS
59
Arizona State Retirement System
Arizona
$2.56M -$63.2K -5,632 -2%
MLICM
60
Metropolitan Life Insurance Company (MetLife)
New York
$2.5M +$173K +15,400 +7%
IIM
61
Ipswich Investment Management
Massachusetts
$2.48M -$125K -11,166 -5%
Legal & General Group
62
Legal & General Group
United Kingdom
$2.37M +$479K +42,653 +25%
BRWA
63
B. Riley Wealth Advisors
Florida
$2.29M +$1.41M +125,779 +161%
First Trust Advisors
64
First Trust Advisors
Illinois
$2.25M +$982K +87,504 +77%
AQR Capital Management
65
AQR Capital Management
Connecticut
$2.25M -$23.6K -2,100 -1%
Citigroup
66
Citigroup
New York
$2.23M +$1.44M +128,526 +182%
VanEck Associates
67
VanEck Associates
New York
$2.2M +$543K +48,434 +33%
DG
68
Davidson & Garrard
Virginia
$2.05M +$28.9K +2,574 +1%
Fiera Capital (Canada)
69
Fiera Capital (Canada)
Quebec, Canada
$1.93M +$508K +45,300 +36%
VOYA Investment Management
70
VOYA Investment Management
Georgia
$1.92M +$641K +57,154 +50%
MIU
71
Man Investments (UK)
United Kingdom
$1.89M +$991K +88,311 +110%
SFM
72
Systematic Financial Management
New Jersey
$1.87M +$1.87M +166,975 New
SG Americas Securities
73
SG Americas Securities
New York
$1.84M -$190K -16,891 -9%
PA
74
Profund Advisors
Maryland
$1.83M +$636K +56,657 +53%
State Board of Administration of Florida Retirement System
75
State Board of Administration of Florida Retirement System
Florida
$1.82M – – –
1 2
3
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