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Prospect Capital

191 hedge funds and large institutions have $207M invested in Prospect Capital in 2020 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 62 increasing their positions, 58 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more capital invested

Capital invested by funds: $177M → $207M (+$29.5M)

7% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 58

0.55% less ownership

Funds ownership: 11.38%10.83% (-0.55%)

7% less funds holding

Funds holding: 206191 (-15)

33% less first-time investments, than exits

New positions opened: 27 | Existing positions closed: 40

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

48% less call options, than puts

Call options by funds: $4.04M | Put options by funds: $7.8M

Holders
191
Holders Change
-15
Holders Change %
-7.28%
% of All Funds
3.92%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
27
Increased
62
Reduced
58
Closed
40
Calls
$4.04M
Puts
$7.8M
Net Calls
-$3.76M
Net Calls Change
-$710K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
26
Wells Fargo
California
$1.21M +$313K +66,788 +39%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.1M +$247K +52,692 +32%
IAIM
28
International Assets Investment Management
Florida
$1.1M +$3.51K +750 +0.3%
Allianz Asset Management
29
Allianz Asset Management
Germany
$1.07M -$301K -64,348 -23%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$997K +$913K +195,155 New
GAMC
31
Garner Asset Management Corp
Texas
$990K +$30.9K +6,605 +4%
Truist Financial
32
Truist Financial
North Carolina
$988K -$11.4K -2,440 -1%
AIMCA
33
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$908K
DC
34
Davenport & Co
Virginia
$887K -$128K -27,400 -14%
GC
35
Guggenheim Capital
Illinois
$864K -$153K -32,584 -16%
Northern Trust
36
Northern Trust
Illinois
$855K -$100K -21,394 -11%
NAM
37
Nissay Asset Management
Japan
$841K
Macquarie Group
38
Macquarie Group
Australia
$822K
SCA
39
SMH Capital Advisors
Texas
$816K -$407 -87 -0.1%
DnB Asset Management
40
DnB Asset Management
Norway
$814K
VEA
41
Virtus ETF Advisers
New York
$692K -$2.37M -507,204 -79%
AAM
42
Advisors Asset Management
Colorado
$672K +$114K +24,277 +23%
DADC
43
D.A. Davidson & Co
Montana
$662K +$229K +48,904 +61%
XF
44
XML Financial
Maryland
$661K +$549K +117,313 +975%
ASN
45
Advisory Services Network
Georgia
$655K +$76.4K +16,325 +15%
CCA
46
Catalyst Capital Advisors
New York
$648K
AG
47
Aperio Group
California
$641K +$140K +29,975 +31%
RJA
48
Raymond James & Associates
Florida
$630K +$80.8K +17,266 +16%
AIM
49
Aigen Investment Management
New York
$613K +$471K +100,652 +521%
Canada Life
50
Canada Life
Manitoba, Canada
$580K +$62.5K +13,354 +13%

PSEC Hedge Fund Activity: Q2 2020 in Review

191 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Prospect Capital (PSEC) for Q2 2020, worth a combined $207M — up 17% from $177M a quarter earlier.

Sellers outnumbered buyers: 40 funds closed out of PSEC and 27 opened new positions — a net loss of 13 holders — while 58 trimmed existing stakes and 62 added.

The largest buyer was LSV Asset Management, adding an estimated $5.38M. The largest seller was Bank of Montreal, cutting an estimated $9.61M.

  • 191 institutional investors held Prospect Capital (PSEC) as of Q2 2020, down from 206 in Q1 2020.
  • Funds reported $207M of Prospect Capital stock for Q2 2020, up 17% quarter-over-quarter.
  • 27 funds opened new Prospect Capital positions in Q2 2020 and 40 closed out, a net change of -13 holders.
  • The largest Prospect Capital buyer in Q2 2020 was LSV Asset Management, an estimated $5.38M added.
  • The largest Prospect Capital seller in Q2 2020 was Bank of Montreal, an estimated $9.61M sold.

Based on aggregated 13F filings for Q2 2020.