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Prospect Capital
PSEC

Overview Fund Activity

190 hedge funds and large institutions have $207M invested in Prospect Capital in 2020 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 62 increasing their positions, 57 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
190
Holders Change
-15
Holders Change %
-7.32%
% of All Funds
3.91%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
27
Increased
62
Reduced
57
Closed
40
Calls
$4.04M
Puts
$7.8M
Net Calls
-$3.76M
Net Calls Change
-$710K

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$38.6M
2
UBS Group
2
UBS Group
Switzerland
$6.64M
3
Arrowstreet Capital
3
Arrowstreet Capital
Massachusetts
$14.8M
4
Legal & General Group
4
Legal & General Group
United Kingdom
$12.6M
5
SFI
5
Susquehanna Fundamental Investments
Pennsylvania
$1.81M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$236K
2
VEA
2
Virtus ETF Advisers
New York
$692K
3
Sumitomo Mitsui Trust Group
3
Sumitomo Mitsui Trust Group
Japan
$10M
4
MC
4
Muzinich & Co
New York
$9.98M
5
Victory Capital Management
5
Victory Capital Management
Texas
$263K
Name Holding Trade Value Shares
Change 		Shares
Change %
Wells Fargo
26
Wells Fargo
California
$1.21M +$341K +66,788 +39%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.1M +$269K +52,692 +32%
IAIM
28
International Assets Investment Management
Florida
$1.1M +$3.36K +750 +0.3%
Allianz Asset Management
29
Allianz Asset Management
Germany
$1.08M -$329K -64,348 -23%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$997K +$997K +195,155 New
GAMC
31
Garner Asset Management Corp
Texas
$990K +$33.8K +6,605 +4%
Truist Financial
32
Truist Financial
North Carolina
$988K -$12.5K -2,440 -1%
AIMCA
33
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$908K – – –
DC
34
Davenport & Co
Virginia
$887K -$140K -27,400 -14%
GC
35
Guggenheim Capital
Illinois
$864K -$166K -32,584 -16%
Northern Trust
36
Northern Trust
Illinois
$855K -$109K -21,394 -11%
NAM
37
Nissay Asset Management
Japan
$841K – – –
Macquarie Group
38
Macquarie Group
Australia
$822K – – –
SCA
39
SMH Capital Advisors
Texas
$816K -$444 -87 -0.1%
DnB Asset Management
40
DnB Asset Management
Norway
$814K – – –
VEA
41
Virtus ETF Advisers
New York
$692K -$2.59M -507,204 -79%
AAM
42
Advisors Asset Management
Colorado
$672K +$124K +24,277 +23%
DADC
43
D.A. Davidson & Co
Montana
$662K +$250K +48,904 +61%
XF
44
XML Financial
Maryland
$661K +$600K +117,313 +975%
ASN
45
Advisory Services Network
Georgia
$655K +$83.5K +16,325 +15%
CCA
46
Catalyst Capital Advisors
New York
$648K – – –
AG
47
Aperio Group
California
$641K +$153K +29,975 +31%
RJA
48
Raymond James & Associates
Florida
$630K +$88.3K +17,266 +16%
AIM
49
Aigen Investment Management
New York
$613K +$514K +100,652 +521%
Canada Life
50
Canada Life
Manitoba, Canada
$580K +$67.6K +13,354 +13%
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