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Prospect Capital
PSEC

Overview Fund Activity

205 hedge funds and large institutions have $177M invested in Prospect Capital in 2020 Q1 according to their latest regulatory filings, with 28 funds opening new positions, 59 increasing their positions, 78 reducing their positions, and 38 closing their positions.

Holders
205
Holders Change
-16
Holders Change %
-7.24%
% of All Funds
4.53%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
28
Increased
59
Reduced
78
Closed
38
Calls
$2.54M
Puts
$5.59M
Net Calls
-$3.05M
Net Calls Change
+$12M

Top Buyers

1
Sumitomo Mitsui Trust Group
1
Sumitomo Mitsui Trust Group
Japan
$10.4M
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$5.42M
3
VanEck Associates
3
VanEck Associates
New York
$9.6M
4
Victory Capital Management
4
Victory Capital Management
Texas
$2.21M
5
LSV Asset Management
5
LSV Asset Management
Illinois
$27.2M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$9.21M
2
Man Group
2
Man Group
United Kingdom
$0
3
UBS Group
3
UBS Group
Switzerland
$2.09M
4
IAA
4
Independent Advisor Alliance
North Carolina
$219K
5
SCM
5
Scopia Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MIAN
26
Mariner Independent Advisor Network
Kansas
$1.14M +$135K +34,374 +14%
US Bancorp
27
US Bancorp
Minnesota
$1.07M -$265K -62,446 -20%
Mackenzie Financial
28
Mackenzie Financial
Ontario, Canada
$976K -$2.62M -615,955 -73%
IAIM
29
International Assets Investment Management
Florida
$911K +$911K +243,601 New
GC
30
Guggenheim Capital
Illinois
$857K +$14.3K +3,370 +2%
DC
31
Davenport & Co
Virginia
$855K -$130K -30,500 -13%
Truist Financial
32
Truist Financial
North Carolina
$831K +$292K +68,740 +54%
JPMorgan Chase & Co
33
JPMorgan Chase & Co
New York
$817K -$455K -107,042 -36%
Northern Trust
34
Northern Trust
Illinois
$802K +$43.3K +10,186 +6%
GAMC
35
Garner Asset Management Corp
Texas
$795K +$242K +56,900 +44%
AIMCA
36
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$755K – – –
Wells Fargo
37
Wells Fargo
California
$724K +$290K +68,265 +67%
APW
38
Aurora Private Wealth
New Jersey
$712K +$337K +79,374 +90%
NAM
39
Nissay Asset Management
Japan
$699K -$1.04M -244,566 -60%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$693K +$11.4K +2,686 +2%
Macquarie Group
41
Macquarie Group
Australia
$684K – – –
SCA
42
SMH Capital Advisors
Texas
$679K +$10.9K +2,565 +2%
DnB Asset Management
43
DnB Asset Management
Norway
$678K -$46.5K -10,944 -6%
CCA
44
Catalyst Capital Advisors
New York
$539K – – –
SBIA
45
Sheaff Brock Investment Advisors
Indiana
$507K -$23.1K -5,450 -4%
ASN
46
Advisory Services Network
Georgia
$475K +$2.21K +520 +0.5%
AAM
47
Advisors Asset Management
Colorado
$456K -$26.9K -6,323 -6%
RJA
48
Raymond James & Associates
Florida
$450K -$92.7K -21,843 -17%
Canada Life
49
Canada Life
Manitoba, Canada
$433K +$3.22K +752 +0.7%
SPC
50
Sigma Planning Corp
Michigan
$432K -$39.6K -9,309 -8%
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